Finding 1101422 (2024-003)

Significant Deficiency
Requirement
ACELN
Questioned Costs
-
Year
2024
Accepted
2025-02-28

AI Summary

  • Core Issue: The College lacks a review process for internal controls related to federal financial aid compliance.
  • Impacted Requirements: This finding violates 2 CFR Section 200.303, which mandates effective internal controls for compliance with federal regulations.
  • Recommended Follow-Up: The College should reassess and strengthen its procedures and policies for Title IV Aid controls.

Finding Text

Federal Agency: Department of Education Federal Program Title: Student Financial Assistance Cluster ALN Numbers: Various Award Period: June 1, 2023 through May 31, 2024 Type of Finding: • Significant Deficiency in Internal Control Over Compliance • Other Matters Criteria or Specific Requirement: The 2 CFR Section 200.303 requires that nonfederal entities receiving federal awards establish and maintain internal controls designed to reasonably ensure compliance with Federal Statues, regulations, and the term and conditions of the federal awards. Condition: During our testing of Return of Title IV Funds (R2T4), federal loan reconciliations, and award packaging, we noted there was not a review process implemented. Questioned Costs: None. Context: During our testing, it was noted the College does not have a process in place to ensure controls are being performed effectively. Cause: The College did not have a process in place to ensure controls implemented are being performed effectively Effect: There is no way to determine who was involved in the process should an error be present. Repeat Finding: No Recommendation: We recommend the College reevaluate its procedures and review policies surrounding controls implemented for Title IV Aid. Views of Responsible Officials: There is no disagreement with the audit finding.

Categories

Matching / Level of Effort / Earmarking Student Financial Aid Significant Deficiency

Other Findings in this Audit

  • 524973 2024-002
    Significant Deficiency
  • 524974 2024-002
    Significant Deficiency
  • 524975 2024-002
    Significant Deficiency
  • 524976 2024-002
    Significant Deficiency
  • 524977 2024-002
    Significant Deficiency
  • 524978 2024-003
    Significant Deficiency
  • 524979 2024-003
    Significant Deficiency
  • 524980 2024-003
    Significant Deficiency
  • 524981 2024-003
    Significant Deficiency
  • 524982 2024-003
    Significant Deficiency
  • 524983 2024-004
    Significant Deficiency Repeat
  • 524984 2024-004
    Significant Deficiency Repeat
  • 524985 2024-004
    Significant Deficiency Repeat
  • 524986 2024-004
    Significant Deficiency Repeat
  • 524987 2024-004
    Significant Deficiency Repeat
  • 524988 2024-005
    Significant Deficiency
  • 524989 2024-005
    Significant Deficiency
  • 524990 2024-005
    Significant Deficiency
  • 524991 2024-005
    Significant Deficiency
  • 524992 2024-005
    Significant Deficiency
  • 524993 2024-006
    Significant Deficiency
  • 524994 2024-006
    Significant Deficiency
  • 524995 2024-006
    Significant Deficiency
  • 524996 2024-006
    Significant Deficiency
  • 524997 2024-006
    Significant Deficiency
  • 1101415 2024-002
    Significant Deficiency
  • 1101416 2024-002
    Significant Deficiency
  • 1101417 2024-002
    Significant Deficiency
  • 1101418 2024-002
    Significant Deficiency
  • 1101419 2024-002
    Significant Deficiency
  • 1101420 2024-003
    Significant Deficiency
  • 1101421 2024-003
    Significant Deficiency
  • 1101423 2024-003
    Significant Deficiency
  • 1101424 2024-003
    Significant Deficiency
  • 1101425 2024-004
    Significant Deficiency Repeat
  • 1101426 2024-004
    Significant Deficiency Repeat
  • 1101427 2024-004
    Significant Deficiency Repeat
  • 1101428 2024-004
    Significant Deficiency Repeat
  • 1101429 2024-004
    Significant Deficiency Repeat
  • 1101430 2024-005
    Significant Deficiency
  • 1101431 2024-005
    Significant Deficiency
  • 1101432 2024-005
    Significant Deficiency
  • 1101433 2024-005
    Significant Deficiency
  • 1101434 2024-005
    Significant Deficiency
  • 1101435 2024-006
    Significant Deficiency
  • 1101436 2024-006
    Significant Deficiency
  • 1101437 2024-006
    Significant Deficiency
  • 1101438 2024-006
    Significant Deficiency
  • 1101439 2024-006
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $6.69M
84.063 Federal Pell Grant Program $1.65M
84.038 Federal Perkins Loans Program $442,790
84.007 Federal Supplemental Educational Opportunity Grants $78,140
84.033 Federal Work-Study Program $48,313