Finding 1101348 (2024-001)

Significant Deficiency
Requirement
I
Questioned Costs
-
Year
2024
Accepted
2025-02-28

AI Summary

  • Core Issue: The Agency did not check vendor debarment status before contracting, risking compliance with federal regulations.
  • Impacted Requirements: Non-federal entities must verify that vendors are not debarred or suspended as per 2 CFR 200.206(d).
  • Recommended Follow-Up: Implement a policy to ensure debarment checks are conducted before any contracts for goods or services are finalized.

Finding Text

Criteria: In accordance with 2 CFR 200.206(d), non-federal entities are restricted from making contracts with parties that are debarred, suspended, or otherwise excluded from receiving federal awards or participating in federal awards. Condition: During our audit, we noted that the Agency did not review the debarment status of vendors prior to entering into a contract to purchase goods or services with those vendors. During the year ended June 30, 2024, the Agency spent approximately $190,000, with two vendors without performing a check on their debarment status. As part of the audit, we performed a debarment check and noted that neither vendor had been debarred. Cause: The Agency’s internal control system was not designed to incorporate debarment status checks for vendors with which the Agency is spending significant amounts of federal grant funding. Effect: The Agency could enter into a contract with a party that has been debarred, suspended, or otherwise excluded from receiving federal awards or participating in federal awards. Recommendation: We recommend that the Agency adopt an internal control policy that ensures that debarment status is checked prior to contracting with a party for the purchase of goods or services. Management’s response: Licking Valley Community Action Program, Inc. agrees with this finding. The executive director and finance officer will implement a debarment check with vendors with significant amounts of federal grant funding throughout the year to ensure debarment status. This will be added into the Internal Control Policy.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 524906 2024-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $523,443
20.526 Buses and Bus Facilities Formula, Competitive, and Low Or No Emissions Programs $412,173
93.045 Special Programs for the Aging, Title Iii, Part C, Nutrition Services $353,093
93.569 Community Services Block Grant $263,699
81.042 Weatherization Assistance for Low-Income Persons $157,301
93.568 Low-Income Home Energy Assistance $152,101
93.590 Community-Based Child Abuse Prevention Grants $117,222
20.509 Formula Grants for Rural Areas and Tribal Transit Program $88,847
93.044 Special Programs for the Aging, Title Iii, Part B, Grants for Supportive Services and Senior Centers $67,539
93.053 Nutrition Services Incentive Program $34,262
93.043 Special Programs for the Aging, Title Iii, Part D, Disease Prevention and Health Promotion Services $2,950