Finding 1101091 (2024-007)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2024
Accepted
2025-02-27
Audit: 344088
Organization: Eureka College (IL)
Auditor: Sikich CPA LLC

AI Summary

  • Core Issue: The College failed to perform required monthly reconciliations for Direct Loan funds, which is a significant internal control deficiency.
  • Impacted Requirements: This finding violates 34 CFR 685.300 (b)(5), which mandates monthly reconciliations between institutional records and Direct Loan disbursement records.
  • Recommended Follow-Up: The College should establish and maintain procedures to ensure timely completion and retention of monthly reconciliations for Direct Loan funds.

Finding Text

2024-007 - Student Financial Aid Cluster - (a) Federal Pell Grant (b) Federal Supplemental Educational Opportunity Grant (c) Federal Work Study Grant (d) Federal Perkins Loan Program (e) Federal Direct Student Loans (f) Teacher education Assistance for College and Higher Education ALN No. (a) 84.063 (b) 84.007 (c) 84.033 (d) 84.038 (e) 84.268 (f) 84.379 - Year Ended June 30, 2024. Criteria: 34 CFR 685.300 (b)(5) states “On a monthly basis, reconcile institutional records with Direct Loan funds received from the Secretary and Direct Loan disbursement records submitted to and accepted by the Secretary;” Condition: The College did not complete monthly reconciliations for Direct Loan funds. We consider this condition to be a significant deficiency in internal control over compliance relating to the Special Tests and Provisions compliance requirement. Questioned Costs: N/A Cause and Effect: The College experienced turnover in which it is believed that reconciliations of Direct Loan funds were not completed. Further, the College’s Financial Aid system had overwritten all reconciliations that had been completed for the year ended June 30, 2024. Therefore no documentation was able to be provided to support that reconciliations of Direct Loan funds were completed. Recommendation: We recommend the College implement procedures in order to complete and retain monthly reconciliations for Direct Loan funds. Views of Responsible Officials: Management agrees with this Single Audit Finding and response is included in the Corrective Action Plan.

Categories

Student Financial Aid Special Tests & Provisions Significant Deficiency Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $2.56M
84.063 Federal Pell Grant Program $1.43M
11.307 Economic Adjustment Assistance $797,429
84.033 Federal Work-Study Program $82,440
84.031 Higher Education_institutional Aid $67,920
84.007 Federal Supplemental Educational Opportunity Grants $57,084
84.038 Federal Perkins Loan Program $54,815
45.301 Museums for America $34,003
45.149 Promotion of the Humanities_division of Preservation and Access $5,160
84.379 Teacher Education Assistance for College and Higher Education Grants (teach Grants) $3,772