Finding 1100903 (2024-005)

Material Weakness
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2025-02-25

AI Summary

  • Core Issue: The City’s Finance Department did not review the annual report before it was submitted to the U.S. Department of Treasury.
  • Impacted Requirements: Annual reports must be reviewed to ensure compliance with federal reporting requirements for SLFRF funding.
  • Recommended Follow-up: The City should establish controls to guarantee that all annual reports are reviewed prior to submission.

Finding Text

Finding 2024-005 Federal agency: U.S. Department of Treasury Pass-through entity: Oregon Department of Administrative Services Federal program: 21.027 COVID-19 Coronavirus State and Local Fiscal Recovery Funds Criteria: All metropolitan cities and counties with a population below 250,000 residents that are allocated less than $10 million in SLFRF funding are required to submit annual reports which cover one calendar year. Condition: The City’s Finance Department did not review the annual report prepared prior to submission to the U.S. Department of Treasury. A material weakness in controls over compliance with reporting requirements was identified. Cause: This report lacked Finance Department review prior to its submission. Effect or potential effect: Without adequate internal controls over annual reporting to the U.S. Department of Treasury, the City could incorrectly report expenditures or report them for an incorrect period. Questioned Costs: None noted. Context: Of a population of 1 annual report, 1 annual report did not have documentation that the City reviewed it prior to submission to the Treasury Department. Recommendation: The City should implement controls to ensure annual reports are reviewed prior to submission to the Treasury Department. Views of responsible officials:

Categories

Subrecipient Monitoring Material Weakness Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 524460 2024-004
    Material Weakness
  • 524461 2024-005
    Material Weakness
  • 1100902 2024-004
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $1.03M
66.818 Brownfields Multipurpose, Assessment, Revolving Loan Fund, and Cleanup Cooperative Agreements $57,216