Finding 1100767 (2024-003)

Significant Deficiency
Requirement
I
Questioned Costs
-
Year
2024
Accepted
2025-02-24
Audit: 343523
Organization: Town of Brunswick Maine (ME)

AI Summary

  • Core Issue: The School did not verify that a vendor was not suspended or debarred before awarding a contract, violating federal regulations.
  • Impacted Requirements: Compliance with 2 CFR part 180, which mandates checks against the SAM exclusions for contracts over $25,000.
  • Recommended Follow-Up: Management should update the Federal Procurement Manual to include procedures ensuring verification is completed before contracting.

Finding Text

2024-003 U.S. Department of Education, Assistance Listing #84.027/84.173 Special Education Cluster (IDEA) for the period July 1, 2023 through June 30, 2024 Criteria: In accordance with 2 CFR part 180, non-Federal entities are prohibited from contracting with parties that are suspended or debarred when a covered transaction is expected to equal or exceed $25,000 or meet certain other criteria specified in 2 CFR 180.220. The non-Federal entity must verify the contractor is not suspended or debarred by (1) checking the System for Award Management (SAM) exclusions maintained by the General Services Administration at SAM.gov, (2) collecting a certification from the entity, or (3) adding a clause or condition to the contract with that entity. Condition: During our disbursement test, we selected a consulting contract that did not include documentation that one of the three suspension and debarment verifications were performed. Cause: Although the School’s procurement policy references the suspension and debarment requirements, the School does not have a procedure in place to ensure compliance with the requirement prior to contracting with a vendor. Effect: The vendor could have been suspended or debarred from entering into a contract funded by Federal grants. Noncompliance can result in the grantor withholding Federal funds for the program. Known Questioned Costs: None Likely Questioned Costs: None Recommendation: We recommend management review the requirements under 2 CFR part 180 and develop procedures to add to their Federal Procurement Manual to ensure that one of the three verifications is present prior to entering into a covered transaction.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 524321 2024-002
    Significant Deficiency
  • 524322 2024-002
    Significant Deficiency
  • 524323 2024-002
    Significant Deficiency
  • 524324 2024-003
    Significant Deficiency
  • 524325 2024-003
    Significant Deficiency
  • 524326 2024-003
    Significant Deficiency
  • 524327 2024-004
    -
  • 524328 2024-004
    -
  • 524329 2024-004
    -
  • 524330 2024-001
    Material Weakness
  • 524331 2024-001
    Material Weakness
  • 524332 2024-001
    Material Weakness
  • 1100763 2024-002
    Significant Deficiency
  • 1100764 2024-002
    Significant Deficiency
  • 1100765 2024-002
    Significant Deficiency
  • 1100766 2024-003
    Significant Deficiency
  • 1100768 2024-003
    Significant Deficiency
  • 1100769 2024-004
    -
  • 1100770 2024-004
    -
  • 1100771 2024-004
    -
  • 1100772 2024-001
    Material Weakness
  • 1100773 2024-001
    Material Weakness
  • 1100774 2024-001
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
84.027 Special Education State Grants $838,966
21.027 State and Local Fiscal Recovery Funds - Covid-19 $812,019
15.916 Land and Water Conservation Fund Grant $627,768
84.425 Elementary and Secondary School Emergency Relief 3 - Covid-19 $601,837
84.010 Title Ia $492,824
10.555 National School Lunch Program - Subsidized Hot Lunch $384,803
10.553 Breakfast Program $133,425
21.027 State and Local Fiscal Recovery Funds Extended Learning Opportunities - Covid-19 $130,687
14.228 Community Development Block Grants $100,000
84.027 Arp Local Entitlement - Covid-19 $88,450
21.027 State and Local Fiscal Recovery Funds Prek - Covid-19 $83,524
10.555 Food Distribution/food Donation Program $80,069
10.555 State Administrative Expenses for Child Nutrition: Supply Chain Assistance $55,569
84.425 Arp Elementary and Secondary School Emergency Relief - Covid-19 $49,060
84.367 Title Iia - Supporting Effective Instruction $46,561
20.325 Consolidated Rail Infrastructure and Safety Improvements $46,043
16.710 Public Safety Partnership and Community Policing Program $45,000
20.205 Highway Planning and Construction $38,789
66.460 Nonpoint Source Implementation Grants $35,522
97.067 Homeland Security Grant $26,606
84.424 Title Iva - Student Support and Academic Enrichment $24,784
84.425 Arp Elementary and Secondary School Emergency Relief - Learning Loss - Covid-19 $15,641
84.425 Arp Homeless Children & Youth I - Covid-19 $13,736
84.173 Preschool 619 $11,882
20.600 High Visibility Enforcement $10,538
20.600 Dre - Forensic Phlebotomy $9,280
16.738 Edward Byrne Memorial Justice Assistance Grant $8,680
84.365 English Language Acquisition $8,600
15.605 Sport Fish Restoration Program $7,499
20.600 Distracted Driving $5,213
84.425 Elementary and Secondary School Emergency Relief 2 - Covid-19 $3,209
10.649 Pandemic Ebt Administrative Costs: Snap - Covid-19 $2,612
16.607 Bulletproof Vest Partnership Program $1,399
16.015 Missing Alzheimer's Disease Patient Assistance Program $1,072