Finding 1100418 (2024-005)

Significant Deficiency
Requirement
E
Questioned Costs
-
Year
2024
Accepted
2025-02-20

AI Summary

  • Core Issue: Granville County has repeated findings related to non-cooperation with IV-D referrals and inadequate requests for information, affecting Medicaid eligibility processes.
  • Impacted Requirements: Compliance with Medicaid Manual MA-3365 and 42 CFR 435 for proper documentation and cooperation with Child Support Enforcement.
  • Recommended Follow-Up: Implement internal reviews of case files and ensure adherence to documentation procedures to prevent future errors and maintain eligibility integrity.

Finding Text

Granville County, North Carolina Schedule of Findings and Questioned Costs For the Year Ended June 30, 2024 Effect: Cause: Recommendation: Views of responsible officials and planned corrective actions: US Department of Health and Human Services Passed through the NC Department of Health and Human Services Program Name: Medicaid Assistance Program (Medicaid; Title XIX) AL # 93.778 Finding: 2024-005 Non-cooperation with IV-D Referrals SIGNIFICANT DEFICENCY Eligibility Criteria: Condition: Questioned Cost: Context: Effect: Identification of a repeat finding: The County agrees with the finding. See Corrective Action Plan in the following section. Section II - Financial Statement Findings (continued) Unapproved and ineligible purchases could be made, and the County’s DSS-1571 reimbursement could be overstated. Ineffective record keeping and ineffective purchasing process, incomplete documentation, and incorrect application of rules for computer equipment/services management. Files should be reviewed internally to ensure proper information is in place and necessary procedures are taken when making such purchases. Copies of the filed Computer Equipment Acquisition Plan and NCDHHS approval memorandum should be retained and regularly reviewed. In accordance with the Medicaid Manual MA-3365, all Medicaid cases should be evaluated and referred to the Child Support Enforcement Agency (IV-D). The Child Support Enforcement Agency (IV-D) can assist the family in obtaining financial and/or medical support or medical support payments from the child’s non-custodial parent. Cooperation requirement with Social Services and Child Support Agencies must be met or good cause for not cooperating must be established when determining Medicaid eligibility. There were 3 errors discovered during our procedures that referrals between DSS and Child Support Agencies were not properly made. There was no known affect to eligibility and there were no known questioned costs. We examined 60 cases from of a total of 576,600 Medicaid claims from the Medicaid beneficiary report provided by NC Department of Health and Human Services to redetermine eligibility. These findings are being reported with the financial statement audit as it relates to Medicaid administrative cost compliance audit. Section III - Federal Award Findings and Questioned Costs This is a repeat finding from the immediate previous audit, 2023-002. For those certifications/re-certifications there was a chance that information was not properly documented and reconciled to NC FAST and applicants could have been approved for benefits for which they were not eligible. 170Granville County, North Carolina Schedule of Findings and Questioned Costs For the Year Ended June 30, 2024 Cause: Recommendation: Views of responsible officials and planned corrective actions: US Department of Health and Human Services Passed through the NC Department of Health and Human Services Program Name: Medicaid Assistance Program (Medicaid; Title XIX) AL # 93.778 Finding: 2024-006 Inadequate Request for Information SIGNIFICANT DEFICENCY Eligibility Criteria: Condition: Questioned Cost: Context: Effect: Identification of a repeat finding: Cause: Section III - Federal Award Findings and Questioned Costs (Continued) Ineffective record keeping and ineffective case review process, incomplete documentation, and incorrect application of rules for purposes of determining eligibility. There was 1 error discovered during our procedures where required information needed for eligibility determinations were not requested or not requested timely at applications or redeterminations. There was no known affect to eligibility and there were no known questioned costs. For those certifications/re-certifications there was a chance that information was not properly documented and reconciled to NC FAST and applicants could have been approved for benefits for which they were not eligible. This is a repeat finding from the immediate previous audit, 2023-004. We examined 60 cases from of a total of 576,600 Medicaid claims from the Medicaid beneficiary report provided by NC Department of Health and Human Services to redetermine eligibility. These findings are being reported with the financial statement audit as it relates to Medicaid administrative cost compliance audit. Human error in reading the Automated Collection and Tracking System (ACTS) report and/or ineffective case review process. Files should be reviewed internally to ensure proper information is in place and necessary procedures are taken when determining eligibility. The results found or documentation made in case notes should clearly indicate what actions were performed and the results of those actions. The County agrees with the finding. See Corrective Action Plan in the following section. In accordance with 42 CFR 435, documentation must be obtained as needed to determine if a recipient meets specific standards, and documentation must be maintained to support eligibility determinations. Electronic matches are required at applications and redeterminations. 171

Categories

Eligibility Procurement, Suspension & Debarment Cash Management Equipment & Real Property Management

Other Findings in this Audit

  • 523976 2024-005
    Significant Deficiency
  • 523977 2024-006
    Significant Deficiency Repeat
  • 523978 2024-007
    Significant Deficiency Repeat
  • 1100419 2024-006
    Significant Deficiency Repeat
  • 1100420 2024-007
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
93.778 Medical Assistance Program $2.09M
10.561 State Administrative Matching Grants for the Supplemental Nutrition Assistance Program $848,864
21.027 Coronavirus State and Local Fiscal Recovery Funds $612,180
93.558 Temporary Assistance for Needy Families $488,233
93.563 Child Support Services $480,225
93.658 Foster Care Title IV-E $305,044
93.667 Social Services Block Grant $288,038
93.044 Special Programs for the Aging, Title Iii, Part B, Grants for Supportive Services and Senior Centers $212,961
93.045 Special Programs for the Aging, Title Iii, Part C, Nutrition Services $163,268
93.596 Child Care Mandatory and Matching Funds of the Child Care and Development Fund $130,403
93.767 Children's Health Insurance Program $120,961
93.568 Low-Income Home Energy Assistance $95,848
20.513 Enhanced Mobility of Seniors and Individuals with Disabilities $93,227
21.032 Local Assistance and Tribal Consistency Fund $80,307
14.228 Community Development Block Grants/state's Program and Non-Entitlement Grants in Hawaii $74,793
16.922 Equitable Sharing Program $63,975
21.016 Equitable Sharing $46,636
97.042 Emergency Management Performance Grants $34,839
97.067 Homeland Security Grant Program $31,463
93.053 Nutrition Services Incentive Program $27,739
20.600 State and Community Highway Safety $20,801
93.779 Centers for Medicare and Medicaid Services (cms) Research, Demonstrations and Evaluations $19,509
93.645 Stephanie Tubbs Jones Child Welfare Services Program $15,382
93.556 Marylee Allen Promoting Safe and Stable Families Program $6,859
93.659 Adoption Assistance $6,588
93.052 National Family Caregiver Support, Title Iii, Part E $4,453
93.674 John H. Chafee Foster Care Program for Successful Transition to Adulthood $2,701
45.310 Grants to States $1,798