Finding 1099987 (2024-001)

Material Weakness
Requirement
N
Questioned Costs
$1
Year
2024
Accepted
2025-02-18
Audit: 342837
Auditor: Smco

AI Summary

  • Core Issue: The Housing Authority used a payment standard of 144% of the FMR instead of the approved 120%, leading to excess Housing Assistance Payments.
  • Impacted Requirements: Compliance with 24 CFR 982.503(d) and proper determination of reasonable rent during the contract term were not met.
  • Recommended Follow-Up: Implement multiple review levels for payment standard approvals and ensure accurate calculations to prevent future errors.

Finding Text

According to 24 CFR 982.503(d) (3), "A PHA may establish exception payment standard amounts between 110 percent and 120 percent of the applicable FMR for such duration as HUD specifies by notice upon notification to HUD that the PHA meets at least one of the following criteria: (i) Fewer than 75 percent of the families to whom the PHA issued tenant-based rental vouchers during the most recent 12-month period for which there is success rate data available have become participants in the voucher program; (ii) More than 40 percent of families with tenant-based rental assistance administered by the agency pay more than 30 percent of adjusted income as the family share; or (iii) Such other criteria as the Secretary establishes by notice." Additionally, The PHA must determine that the rent to the owner is reasonable at the time of initial leasing. Also, the PHA must determine reasonable rent during the term of the contract (a) before any increase in the rent to owner, and (b) at the HAP contract anniversary if there is a 10 percent decrease in the published Fair Market Rent in effect 60 days before the HAP contract anniversary. The PHA must maintain records to document the basis for the determination that rent to owner is a reasonable rent (initially and during the term of the HAP contract) (24 CFR sections 982.4, 982.54(d)(15), 982.158(f)(7), and 982.507). For 2023, the Housing Authority was approved by HUD to use 120% FMRs. During the audit, we found that the housing authority's approved a payment stndards for 2023 was 144% of the HUD's FMR standard. They were using this without approval from HUD. During the audit, the auditor selected 40 tenants to test for eligibility and special tests. Out of the 40, 32 tenants on the 50058 used the 144% payment standard. Based on an error rate of 80%, the client's total HAP expense was 139.2% on the FMR. Total question costs due to the delta between the HUD approved 120% FMR and the error is $1,142,146. Management incorrectly multiplied the 120% FMR twice to obtain the 2023 FMR used by the Housing Authority. The Housing Authority used incorrect FMRs for the entire 2023 FMR year. This resulted in more HAP expense and revenue because tenants were housed in housing over the HUD approved 120% FMR rate. The auditor has calculated in question costs $1,142,146 of excess Housing Assistance Payments The auditor reconments multiple levels of review before approving the incorrect payment standard. The 8 tenants tested who did not have errors were from 2024. The 2024 FMR is correct, so the housing authority is using the correct payment standards. The issues appears to be a one time mathmatical mistake. Management Agrees, See Corrective Action Plan

Categories

Questioned Costs HUD Housing Programs Eligibility Special Tests & Provisions

Other Findings in this Audit

  • 523545 2024-001
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $9.14M
14.239 Home Investment Partnerships Program $803,647
14.850 Public Housing Operating Fund $654,846
14.872 Public Housing Capital Fund $414,812
14.879 Mainstream Vouchers $390,895
14.896 Family Self-Sufficiency Program $57,137