Finding 1098801 (2022-002)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2025-02-07
Audit: 341636
Organization: Village of Spring Valley (NY)

AI Summary

  • Core Issue: PHA has not submitted required audited financial data for 2009-2021, continuing a previous finding.
  • Impacted Requirements: Compliance with GAAP-based reporting to HUD's FASS-PH system is mandatory.
  • Recommended Follow-up: PHA management must ensure timely submission of both unaudited and audited financial information to meet federal requirements.

Finding Text

Section III - Federal Award Findings and Questioned Costs Finding 2022-002: Financial Reporting Requirements for Financial Assessment Submission (Material Weakness) Federal Agency: U.S. Department of Housing and Urban Development (“HUD”) Assistance Listing No. 14.871 Section 8 Housing Choice Vouchers Criteria: The Financial Assessment of Public Housing Sub-system (“FASS-PH”) and 24 CFR section 5.801 require PHAs to submit timely GAAP-based unaudited and audited financial information electronically to HUD. The FASS-PH system is one of HUD's main monitoring and oversight systems for the Housing Choice Voucher Program. Condition: PHA management has not filed the audited data for the years 2009 through 2021. This condition continues from previous years. Reference prior year finding 2021-001. Cause: PHA management uses an outside accounting service to submit the required information to FASS-PH. Since 2009, only unaudited data has been submitted by the outside accounting service. The outside service has not reconciled and reported the audited data. Effect: Since the required audited information has not been submitted to the FASS-PH System, as the PHA’s Independent Public Accountant (“IPA”), we have been unable to verify that the actual audit information was correctly entered into the system. We are not able to certify and agree to the PHA’s submission. Questioned Costs: None Recommendation: PHA management must comply with the requirements to submit timely GAAP-based unaudited and audited financial information to the FASS-PH system. Management’s Views and Corrective Action Plan: Management’s views and corrective action plan are included at the end of this report.

Categories

HUD Housing Programs Subrecipient Monitoring Material Weakness Reporting

Other Findings in this Audit

  • 522359 2022-002
    Material Weakness Repeat
  • 522360 2022-003
    Material Weakness Repeat
  • 1098802 2022-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $9.70M
16.738 Edward Byrne Memorial Justice Assistance Grant Program $10,738
16.607 Bulletproof Vest Partnership Program $7,838