Finding 1097395 (2024-002)

Significant Deficiency
Requirement
B
Questioned Costs
$1
Year
2024
Accepted
2025-01-31

AI Summary

  • Core Issue: There was a failure to maintain competitive price quotes for one disbursement, violating procurement policy.
  • Impacted Requirements: The lack of documentation affects compliance with cost principles under the National Housing Act.
  • Recommended Follow-Up: Management should adhere to existing procedures to ensure all necessary purchase documentation is collected and retained.

Finding Text

2024-002 – Allowable Costs/Cost Principles – Competitive Bid Support Finding Type. Immaterial noncompliance; Significant deficiency in internal controls over compliance (Allowable Costs / Cost Principles) Federal program U.S. Department of Housing and Urban Development ·   Supportive Housing for the Elderly (ALN# 14.157) Criteria. Under Section 202 of the National Housing Act of 1959, Project management is responsible for approving, correctly classifying, and determining allowability of costs prior to disbursement. Condition. Out of 40 disbursement selections, we noted 1 instance where competitive price quotes were not maintained as dictated by the Procurement Policy. Cause. Management has not properly implemented internal control procedures to ensure that, when necessary per policy, competitive price checks have been obtained and properly documented. Effect. As a result of this condition, the Project is not able to support that they secured favorable pricing terms as per the Procurement Policy. Questioned Costs. The total amount of the disbursement where competitive price quotes were not maintained was $41,104. Recommendation. We recommend that management properly follow existing procedures and controls in place to ensure all purchase support and approval documentation is obtained and retained. View of Responsible Officials. Management agrees with this comment and has prepared a corrective action plan.

Categories

Questioned Costs Procurement, Suspension & Debarment

Other Findings in this Audit

  • 520950 2024-001
    Significant Deficiency Repeat
  • 520951 2024-001
    Significant Deficiency Repeat
  • 520952 2024-002
    Significant Deficiency
  • 520953 2024-002
    Significant Deficiency
  • 1097392 2024-001
    Significant Deficiency Repeat
  • 1097393 2024-001
    Significant Deficiency Repeat
  • 1097394 2024-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.157 Supportive Housing for the Elderly $361,969