Finding 1095460 (2024-001)

Material Weakness
Requirement
L
Questioned Costs
$1
Year
2024
Accepted
2025-01-13

AI Summary

  • Core Issue: The Authority miscalculated tenant income on HUD-50058 forms during annual reviews, leading to potential incorrect rent and subsidy calculations.
  • Impacted Requirements: Compliance with federal regulations requiring accurate income verification and documentation for tenant eligibility (24 CFR sections 5.230, 5.609, and 982.516).
  • Recommended Follow-Up: Implement stronger internal control procedures to ensure accurate reporting and compliance with federal guidelines.

Finding Text

Finding 2024-001 Federal Agency: U.S. Department of Housing and Urban Development Federal Program Titles: Moving to Work Demonstration Program Assisted Listing Number: 14.188 Noncompliance – L. Reporting - Special Reporting Non Compliance Material to the Financial Statements: Yes Material Weakness in Internal Control over Compliance and Noncompliance for Reporting Criteria: The PHA must do the following: As a condition of admission or continued occupancy, require the tenant and other family member to provide necessary information, documentation, and releases for the PHA to verify income eligibility (24 CFR sections 5.230, 5.609, and 982.516). These files are required to be maintained and available for examination at the time of audit. Condition: Based upon inspection of the Authority’s files and on discussion with management, the Authority miscalculated income reported on tenants' HUD-50058 forms at time of annual reexamination. Context: Of a sample size of twenty one (21) tenant files, two (2) tenants' HUD-50058 forms included income that was miscalculated during their annual reexamination. Our sample size is statistically valid. Known Questioned Costs: $35,640 Cause: There is a material weakness in internal controls over the compliance for the reporting type of compliance related to special reporting as HUD 50058 forms were not reviewed by a supervisor prior to execution. The Authority has not properly considered, designed, implemented, maintained and monitored a system of internal controls that reasonably assures the program is in compliance. Effect: Tenant rent and housing assistance subsidy could have been icorrectly calculated. the Moving to Work Demonstration Program is in material non-compliance with the reporting type of compliance related to special reporting. Recommendation: We recommend the Authority design and implement internal control procedures that will reasonably assure compliance with the Uniform Guidance and the compliance supplement.

Categories

Questioned Costs HUD Housing Programs Eligibility Material Weakness Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 519018 2024-001
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
14.881 Moving to Work Demonstration Program $23.31M
14.195 Section 8 Housing Assistance Payments Program $4.78M
14.871 Section 8 Housing Choice Vouchers $3.00M
14.879 Mainstream Vouchers $2.20M
84.425 Education Stabilization Fund $232,593
14.896 Family Self-Sufficiency Program $159,965
14.870 Resident Opportunity and Supportive Services - Service Coordinators $132,480
14.182 Section 8 New Construction and Substantial Rehabilitation $108,817
21.027 Coronavirus State and Local Fiscal Recovery Funds $100,000
14.218 Community Development Block Grants/entitlement Grants $35,000