Finding 1095177 (2024-001)

Significant Deficiency
Requirement
E
Questioned Costs
-
Year
2024
Accepted
2025-01-10

AI Summary

  • Core Issue: The Authority failed to provide necessary documentation for one tenant file, specifically lacking third-party verification for full-time student status and income reporting.
  • Impacted Requirements: Compliance with HUD regulations and the Authority's administrative plan regarding income verification and student status documentation.
  • Recommended Follow-Up: Management should strengthen controls for in-house and external housing specialists to ensure all required documents are collected and properly maintained.

Finding Text

2024-001 – HCV Eligibility Federal Agency: Housing and Urban Development Federal Program Name: Moving to Work Demonstration Program Assistance Listing Number: 14.881 Federal Award Identification Number and Year: GA006, 2024 Award Period: July 1, 2023 to June 30, 2024 Type of Finding: • Significant Deficiency in Internal Control over Compliance, Other Matters Criteria or specific requirement: Beneficiaries must be “low-income families,” as defined in Section 3(b)(2) of the 1937 Housing Act (42 USC 1437a(b)(2)) (Section 204(b) of Pub. L. No. 104-134 (42 USC 1437f (note))). Per the Authority's administrative plan, income support must fall under one of the acceptable verification methods and full-time student statuses must have third party verification or a documented review. Condition: During the testing of 40 Moving to Work Demonstration Program Housing Voucher Cluster tenant files, certain special provision compliance deficiencies were noted. Of the tenant files provided, there was 1 instance where the Authority was unable to provide third-party verification for full-time student status as well as reported and excluded income for the tenants and dependents. Questioned costs: N/A Context: Out of 40 files, 1 file did not contain required documentation as noted above. Cause: The Authority failed to provide adequate support to ensure compliance with HUD regulations as well as its administrative policy. Effect: The Authority does not have adequate procedures in place to ensure that the files maintain adequate support. Repeat Finding: No Recommendation: We recommend management to implement controls over in-house and external housing specialists to ensure all documents are obtained by tenants and maintained in the tenant files. Views of responsible officials: There is no disagreement with the audit finding.

Categories

Eligibility HUD Housing Programs Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 518735 2024-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.881 Moving to Work Demonstration Program $361.05M
14.889 Choice Neighborhoods Implementation Grants $2.45M
14.871 Section 8 Housing Choice Vouchers $2.38M
14.879 Mainstream Vouchers $1.24M
14.228 Community Development Block Grants/state's Program and Non-Entitlement Grants in Hawaii $587,220
14.896 Family Self-Sufficiency Program $393,590