Finding 1094908 (2024-001)

Significant Deficiency
Requirement
J
Questioned Costs
$1
Year
2024
Accepted
2025-01-09
Audit: 336922
Auditor: Bdo

AI Summary

  • Core Issue: The Organization did not net $41,762 of program income against the contracted rent before submitting reimbursement requests to HUD, violating compliance requirements.
  • Impacted Requirements: Compliance with 2 CFR 200.80 and BHA manual protocols for handling program income was not followed, leading to potential overcharges to Federal awards.
  • Recommended Follow-Up: Establish internal controls to ensure program income is properly accounted for by netting it against contracted rent prior to reimbursement requests to HUD.

Finding Text

2024-001 – Program Income Identification of the Federal Program U.S. Department of Housing and Urban Development Name of Program: Continuum of Care Program pass-through from Prince George’s County Assistance Listing Number: 14.267 Grant Award Number: MD023L3G002012/MD0232L3G002013 Pass-through Identifying Number: 524.1-14267-2024 Grant Award Period: July 1, 2022 to June 30, 2024 Criteria or Specific Requirements – In accordance with 2 CFR 200.80, program income means, “gross income earned by the non-Federal entity that is directly generated by a supported activity or earned as a result of the Federal award during the period of performance except as provided in § 200.307 paragraph (f).” Paragraph (f) states, “There are no Federal requirements governing the disposition of income earned after the end of the period of performance for the Federal award, unless the Federal Awarding agency regulations or the terms and conditions of the Federal award provide otherwise.” There are three methods of applying program income: deduction; addition; and cost-sharing. The Federal agency should specify what program income method(s) will be used in the terms and conditions of the Federal award. The deduction method will be used if the Federal agency does not specify a method for applying program income. Unless specified in the agency’s regulations, program income treatment is usually handled in the grant agreement terms and conditions. The pass-through grant from Prince George’s County should follow the method for applying program income outlined in the manual issued by the Behavioral Health Authority (BHA). Per the manual, the Continuum of Care (CoC) grant funds is to be used to pay the difference between the contract rent for a unit and 30% of the participant’s or family’s income (program income). Condition – The Organization failed to comply with the program income compliance requirement of the U.S. Department of Housing and Urban Development (HUD) Continuum of Care Program by not netting the $41,762 of program income (contracted rent amount per tenant) generated from the pass-through grant to the amount to be reimbursed prior to submitting the reimbursement request to HUD, in accordance with the protocol outlined in the manual issued by BHA. Per the manual, BHA will utilize CoC funding to make affordable housing for program participants and families by using CoC grant funds to pay the difference between the contract rent for a unit and 30% of the participant’s or family’s income. We were informed by the Organization that they instead followed what was verbally communicated to them that they can use the program income to cover for utilities and maintenance costs of the properties being rented, which is also an acceptable use of the program income. We were also informed that BHA has not demanded that the Organization remit the program income collected during the fiscal year 2024 and BHA has not stopped the funding under this program since the Organization utilized the program income to cover program expenses. Cause - The Organization did not follow the protocol in the manual issued by BHA to net the program income from the pass-through grant with the contracted rent amount per tenant prior to submitting the reimbursement request to HUD. Instead, the Organization followed what was verbally communicated to them that they can use the program income to cover for utilities and maintenance costs of the properties being rented, which is also an acceptable use of the program income. Potential Effect - Charges to Federal awards for rent is more than what is allowed under the manual issued by BHA. Questioned costs – $41,762, this is the amount the Organization is allowed to collect from the tenants per the manual issued by BHA and represents 30% or less of the tenants’ annual income and should have been netted with the contracted rent amount per tenant prior to submitting the reimbursement request to HUD, in accordance with the protocol outlined in the manual issued by BHA. Context – The condition was identified during the fiscal year 2024 audit when we reviewed and tested the program income compliance requirement applicable for Assistance Listing Number 14.267. We noted that the program income generated from the pass-through grant during the fiscal year 2024 totaling $41,762 was not netted to the amount to be reimbursed prior to submitting the reimbursement request to HUD, in accordance with the protocol outlined in the manual issued by BHA. Recommendation - We recommend the Organization establish internal control and processes to properly account for program income in accordance with the protocol outlined in the manual issued by BHA, i.e., to net the program income to the contracted rent amount per tenant prior to submitting for reimbursement from HUD. Views of Responsible Officials - Management agrees with the federal award finding identified in the audit. Effective immediately, the Organization will comply with the program income compliance requirement of the U.S. Department of Housing and Urban Development (HUD) Continuum of Care Program by netting program income generated from the pass-through grant to the amount to be reimbursed prior to submitting the reimbursement request to HUD, in accordance with the protocol outlined in the manual issued by BHA.

Categories

Questioned Costs Program Income Cash Management HUD Housing Programs Period of Performance Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 518466 2024-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
64.033 Va Supportive Services for Veteran Families Program $9.57M
14.195 Project-Based Rental Assistance (pbra) $2.03M
93.696 Certified Community Behavioral Health Clinic Expansion Grants $1.50M
14.218 Community Development Block Grants/entitlement Grants $1.00M
14.267 Continuum of Care Program $693,268
14.239 Home Investment Partnerships Program $645,854
17.274 Youthbuild I & II $540,272
64.055 Staff Sergeant Parker Gordon Fox Suicide Prevention Grant Program $492,570
93.243 The Medicaid Assisted Therapy (mat) Program $354,191
14.235 Supportive Housing Program $350,000
93.243 The Minority Aids Initiative (mai) Program $329,767
93.788 Opioid Str $318,937
93.243 The Compass Program From Commonwealth of Virginia $257,048
64.024 Va Homeless Providers Grant and Per Diem Program $233,562
16.812 Second Chance Re-Entry Program $185,654
93.958 Block Grants for Community Mental Health Services $100,523
14.241 Housing Opportunities for Persons with Aids $100,000
14.231 Emergency Solutions Grants Program $47,876