Finding 1094313 (2024-001)

Significant Deficiency
Requirement
B
Questioned Costs
-
Year
2024
Accepted
2025-01-06

AI Summary

  • Core Issue: The Agency lacks an effective internal control system for managing Federal awards, risking noncompliance with grant agreements.
  • Impacted Requirements: Compliance with 2 CFR section 200.303 regarding internal controls and accurate reporting of allowable costs and activities.
  • Recommended Follow-Up: Implement additional reviews and calculation checks to ensure accurate payroll allocation across grant categories.

Finding Text

Federal Programs: Social Services Block Grant ( ALN 93.667) and Formula Grants for Rural Areas (ALN 20.509) Finding 2024-1: Significant Deficiency. Criteria: 2 CFR section 200.303 states in part: "The non-Federal entity must: (a) Establish and maintain effective internal control over Federal award that provides reasonable assurance that the non-Federal entity is managing the Federal awards in compliance with Federal statutes, regulations, and the terms and conditions of the Federal award. Condition: An effective internal control system was not in place to ensure compliance with requirements related to the grant agreement and the allowable costs and allowable activities compliance requirements. Cause: Allocations based on timesheets were not correctly calculated and therefore the splits were not correct. Effect: The failure to establish an effective internal control system placed the Agency at risk of noncompliance with the grant agreement and the compliance requirements. A lack of effective reviews could have also allowed noncompliance with the compliance requirements and allowed the misuse and mismanagement of federal funds and assets by the review process not ensuring there was accurate reporting of the activities of the programs. Repeat Finding: This is not a repeat finding. Questioned Costs: There were no questioned costs identified. Recommendation: Add additional reviews or calculation checks to make sure the percentage of payroll is correctly split across the various grant awards based on time spent for each grant category. Views of responsible officials and planned corrective actions: Management is in agreement with the finding and has prepared a corrective action plan.

Categories

Allowable Costs / Cost Principles Reporting Significant Deficiency Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 517871 2024-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.667 Social Services Block Grant $478,882
96.667 Social Services Block Grant $240,167
93.052 National Family Caregiver Support, Title Iii, Part E $190,282
93.958 Block Grants for Community Mental Health Services $117,678
20.509 Formula Grants for Rural Areas and Tribal Transit Program $95,388
95.667 Social Services Block Grant $89,145
93.045 Special Programs for the Aging, Title Iii, Part C, Nutrition Services $53,455
93.048 Special Programs for the Aging, Title Iv, and Title Ii, Discretionary Projects $51,996
93.778 Medical Assistance Program $39,410
93.042 Special Programs for the Aging, Title Vii, Chapter 2, Long Term Care Ombudsman Services for Older Individuals $22,829
20.526 Buses and Bus Facilities Formula, Competitive, and Low Or No Emissions Programs $8,961
93.043 Special Programs for the Aging, Title Iii, Part D, Disease Prevention and Health Promotion Services $6,552
93.053 Nutrition Services Incentive Program $6,461
93.391 Activities to Support State, Tribal, Local and Territorial (stlt) Health Department Response to Public Health Or Healthcare Crises $3,427
93.044 Special Programs for the Aging, Title Iii, Part B, Grants for Supportive Services and Senior Centers $1,856
93.470 Alzheimer�s Disease Program Initiative (adpi) $1,426