Finding 1093781 (2024-002)

Significant Deficiency Repeat Finding
Requirement
E
Questioned Costs
-
Year
2024
Accepted
2024-12-31

AI Summary

  • Core Issue: Tenant files showed errors in rent calculation, income verification, and overdue re-examinations.
  • Impacted Requirements: Compliance with 24 CFR 960 for tenant eligibility and documentation standards.
  • Recommended Follow-Up: Implement stronger internal controls and management reviews for tenant certifications to prevent future errors.

Finding Text

– Tenant Eligibility Requirements • Federal Program: Public and Indian Housing, Federal Assistance Listing No. 14.850 • Criteria or specific requirement: Eligibility requirements in accordance with 24 CFR 960 relating to admission to, and occupancy of, public housing. • Condition: The audit identified exceptions in tenant files exams relating to rent calculation, income, and deduction verification, executed Forms 50058, and an overdue reexamination. • Context: In a review of twenty-three tenant eligibility files: 1. One file contained a rent calculation error. 2. Two files were noted where the HUD-50058 did not agree with the tenant’s file. 3. One file lacked verification of income. 4. One file did not have support for childcare costs. 5. One file was noted with an overdue re-examination. • Effect: The errors noted are due to lack of supporting documentation. • Cause: Weakness in internal controls over tenant’s annual certifications relating to proper documentation and calculation of rent. • Identification as a repeat finding: This is a repeat finding (See 2023-003). • Recommendation for Corrective Actions: Establish procedures for management review and supervision over tenant’s annual certifications. Specific internal control procedures should be implemented to ensure, for both family income examinations and reexaminations, documentation in the family file of (1) waiting list documentation; (2) properly executed rent choice documentation; (3) utility allowance schedule annually and (4) other factors that affect the determination of adjusted income or income- based rent in accordance with CFR section 960. • Views of Responsible Officials and Planned Corrective Actions: We will review tenant’s files for the deficiencies identified above and implement new internal control procedures to correct these conditions. We will also provide increased supervision and training over this area. We anticipate a complete resolution of this type of error by February 28, 2025.

Categories

HUD Housing Programs Internal Control / Segregation of Duties Eligibility

Other Findings in this Audit

  • 517338 2024-001
    Material Weakness Repeat
  • 517339 2024-002
    Significant Deficiency Repeat
  • 517340 2024-003
    Significant Deficiency Repeat
  • 517341 2024-004
    Significant Deficiency Repeat
  • 517342 2024-001
    Material Weakness Repeat
  • 517343 2024-003
    Significant Deficiency Repeat
  • 517344 2024-004
    Significant Deficiency Repeat
  • 1093780 2024-001
    Material Weakness Repeat
  • 1093782 2024-003
    Significant Deficiency Repeat
  • 1093783 2024-004
    Significant Deficiency Repeat
  • 1093784 2024-001
    Material Weakness Repeat
  • 1093785 2024-003
    Significant Deficiency Repeat
  • 1093786 2024-004
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
14.850 Public and Indian Housing $1.06M
14.872 Public Housing Capital Fund $819,446