Finding 1092149 (2024-001)

Material Weakness
Requirement
I
Questioned Costs
-
Year
2024
Accepted
2024-12-18
Audit: 333575
Organization: Tooele County School District (UT)

AI Summary

  • Core Issue: The District failed to maintain adequate documentation for procurement history on four out of six tested contracts.
  • Impacted Requirements: Non-compliance with federal procurement standards as outlined in 2 CFR sections 200.317-326, particularly regarding documentation and competitive bidding.
  • Recommended Follow-Up: The District should enhance its documentation practices and regularly monitor compliance with procurement requirements.

Finding Text

U.S. Department of Education passed through State of Utah Board of Education 2024-001 Procurement and Suspension and Debarment Program Name of Federal Program (Assistance Listing Number): Substance Abuse and Mental Health Services Projects of Regional and National Significance (93.243) Criteria: Recipients of federal awards must follow the procurement standards set out at 2 CFR section 200.317 through 200.326. They must use their own documented procurement procedures, which reflect applicable State laws and regulations, provided that the procedures conform to applicable Federal law and the procurement requirements identified in 2 CFR part 200. Recipients “must maintain records sufficient to detail the history of procurement. These records will include, but are not necessarily limited to the following: rationale for the method of procurement, selection of contract type, contractor selection or rejection, and the basis for the contract price” 2 CFR section 200.318(i). The District’s procurement procedures include the requirement to maintain sufficient documentation of the history of procurement. The District also has procedures to identify procurement transactions requiring competitive bids or proposals. Context and Condition: We selected six contracts to test for compliance with procurement standards. Records for four contracts lacked documentation sufficient to detail procurement history. Cause: The District did not follow its documentation policy for obtaining contracts or bids. Effect: A potential failure to conduct procurement transactions in a manner providing full and open competition exists. Questioned Costs: No costs were questionable Recommendation: We recommend the District ensure it 1) maintains documentation of the history of procurement and 2) monitors compliance with documentation requirements. Views of responsible officials: The District will review its procurement policies and internal controls and ensure timely action is taken when noncompliance is identified.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 515707 2024-001
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
10.555 National School Lunch Program $3.98M
84.010 Title I Grants to Local Educational Agencies $1.14M
93.778 Medical Assistance Program $873,623
93.575 Child Care and Development Block Grant $771,128
93.243 Substance Abuse and Mental Health Services Projects of Regional and National Significance $757,397
84.027 Special Education Grants to States $622,629
32.009 Emergency Connectivity Fund Program $572,186
10.553 School Breakfast Program $489,272
84.367 Supporting Effective Instruction State Grants (formerly Improving Teacher Quality State Grants) $213,320
84.048 Career and Technical Education -- Basic Grants to States $190,355
84.425 Education Stabilization Fund $183,824
84.424 Student Support and Academic Enrichment Program $137,535
84.365 English Language Acquisition State Grants $112,803
10.582 Fresh Fruit and Vegetable Program $84,308
10.665 Schools and Roads - Grants to States $74,293
84.173 Special Education Preschool Grants $63,703
93.354 Public Health Emergency Response: Cooperative Agreement for Emergency Response: Public Health Crisis Response $61,073
84.060 Indian Education Grants to Local Educational Agencies $35,190
10.185 Local Food for Schools Cooperative Agreement Program $31,807
84.196 Education for Homeless Children and Youth $11,297
10.649 Pandemic Ebt Administrative Costs $3,256
10.645 Farm to School State Formula Grant $490