Finding 1090713 (2024-001)

Significant Deficiency
Requirement
I
Questioned Costs
-
Year
2024
Accepted
2024-12-13
Audit: 332517
Auditor: Mh CPA PLLC

AI Summary

  • Core Issue: Disbursement controls for students nearing their Lifetime Eligibility Usage (LEU) are ineffective, leading to potential over-disbursement of Pell grants.
  • Impacted Requirements: Disbursements must align with the Payment and Disbursement Schedule and accurately reflect students' current enrollment levels.
  • Recommended Follow-Up: Update disbursement procedures to include current semester enrollment in calculations to ensure compliance with LEU limits.

Finding Text

Criteria: Eligibility: Disbursements are made in accordance with the Payment and Disbursement Schedule, adjusted as necessary for their Lifetime Eligibility Usage (LEU) status. Condition – The internal controls established around disbursement amounts for students nearing their LEU were not effective. Cause of Condition – If a student is nearing the LEU, the amount disbursed is reduced in order to not exceed the 600 percent lifetime threshold; however, the College’s process to calculate the amount disbursed was not correct. Effect of the Condition – The calculation to reduce the amount of Pell disbursed did not factor in for current enrollment level of the student; thus, a student may end up getting more disbursed to them than they are eligible for if the current semester would not put them over the 600 percent threshold. Questioned Costs – None noted Context – Out of a population of 497 students who received student financial aid in the form of Pell grants, a sample of 40 students was selected for testing. Out of the 40 students tested, 1 student was close to the Lifetime Eligibility max; however, the amount to be disbursed was miscalculated resulting in the student receiving $611 more Pell than was appropriate. Repeat Finding - This finding does not repeat a previous finding. Auditor’s Recommendation – The College should update its procedures and related calculations to factor in the current semester enrollment status when a student is close to the LEU max in order to ensure proper disbursement amounts. View of Responsible Official – The College is updating its Pell disbursement calculation to consider current semester enrollment in order to disburse an amount that caps out the student’s LEU if the semester would not have put the student over the LEU max.

Categories

Student Financial Aid Eligibility Internal Control / Segregation of Duties

Other Findings in this Audit

  • 514271 2024-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.063 Federal Pell Grant Program $2.20M
84.042 Trio Student Support Services $357,640
84.044 Trio Talent Search $270,210
84.048 Career and Technical Education -- Basic Grants to States $227,075
10.874 Delta Health Care Services Grant Program $141,081
21.027 Coronavirus State and Local Fiscal Recovery Funds $120,962
84.116 Fund for the Improvement of Postsecondary Education $98,245
17.261 Workforce Data Quality Initiative (wdqi) $97,697
84.002 Adult Education - Basic Grants to States $91,286
93.859 Biomedical Research and Research Training $29,378
84.033 Federal Work-Study Program $16,547
59.037 Small Business Development Centers $10,662
84.007 Federal Supplemental Educational Opportunity Grants $8,145
93.575 Child Care and Development Block Grant $157