Finding 1090702 (2024-002)

Significant Deficiency Repeat Finding
Requirement
B
Questioned Costs
-
Year
2024
Accepted
2024-12-13

AI Summary

  • Core Issue: There is a significant deficiency in internal controls, as one timesheet did not match the corresponding time study hours.
  • Impacted Requirements: Compliance with 2 CFR 200.303(a) is at risk due to inadequate verification processes for timesheet accuracy.
  • Recommended Follow-Up: Management should enhance policies to ensure timesheet hours align with time study hours and that time studies are properly prepared and maintained.

Finding Text

Finding Number 2024-002: Timesheet versus Time Study Hours (Significant Deficiency in Internal Control over compliance – Allowable Costs/Cost Principles) FALN Number 93.778; Federal Agency/Pass-through Entity – Program Name Alameda Health Care Services Agency - Medical Assistance Program (Medi-Cal Administrative Activities); Award Number MAA MOU 2023-2024; Award Year 2023-2024 Criteria: 2024 Compliance Supplement and 2 CFR 200.303(a) stated that the non-federal entity must establish and maintain effective internal control over the federal award that provides reasonable assurance that the nonfederal entity is managing the federal award in compliance with federal statutes, regulations, and terms and conditions of the federal award. Condition/Context: As a result of our audit procedures, we noted 1 of 40 timesheets tested in which the hours on the employee’s timesheet did not agree to the hours reported on the time study as the time study was not prepared for an employee. Repeat Finding from Prior Year(s): Yes, Finding Number 2023-002 Cause and Effect: The Health System did not have proper controls in place to ensure hours reported on the timesheet agree to the hours on the time study and that a time study is properly prepared, which could lead to inaccurate hours being reported and disbursed to employees. Questioned Cost: None Recommendation: We recommend management review policies and procedures to ensure the hours reported on the timesheet agree to the hours on the time study, and to ensure a time study is properly prepared and retained. Views of Responsible Officials and Planned Corrective Action: Management agrees with the finding. The Health System finalized the standard work procedures titled, Internal Controls for Proper Verification, which include procedures to ensure reported timesheet hours agree to hours on the time study and costs incurred are appropriately charged based on the contracts’ performance periods. Staff is implementing policy in fiscal year 2025."

Categories

Allowable Costs / Cost Principles Matching / Level of Effort / Earmarking Subrecipient Monitoring Period of Performance Significant Deficiency

Other Findings in this Audit

  • 514260 2024-002
    Significant Deficiency Repeat
  • 514261 2024-003
    Significant Deficiency Repeat
  • 514262 2024-004
    Significant Deficiency Repeat
  • 514263 2024-005
    Significant Deficiency Repeat
  • 514264 2024-006
    Significant Deficiency
  • 514265 2024-007
    Significant Deficiency
  • 1090703 2024-003
    Significant Deficiency Repeat
  • 1090704 2024-004
    Significant Deficiency Repeat
  • 1090705 2024-005
    Significant Deficiency Repeat
  • 1090706 2024-006
    Significant Deficiency
  • 1090707 2024-007
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.778 Medical Assistance Program $3.81M
16.575 Crime Victim Assistance $1.23M
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $1.07M
93.224 Community Health Centers $950,721
93.959 Block Grants for Prevention and Treatment of Substance Abuse $884,692
93.917 Hiv Care Formula Grants $420,048
93.918 Grants to Provide Outpatient Early Intervention Services with Respect to Hiv Disease $407,659
17.259 Wioa Youth Activities $155,141
93.153 Coordinated Services and Access to Research for Women, Infants, Children, and Youth $147,124
93.924 Ryan White Hiv/aids Dental Reimbursements $69,688
93.145 Aids Education and Training Centers $64,181
93.914 Hiv Emergency Relief Project Grants $62,662
93.732 Mental and Behavioral Health Education and Training Grants $62,287
93.497 Family Violence Prevention and Services/ Sexual Assault/rape Crisis Services and Supports $23,131
93.279 Drug Abuse and Addiction Research Programs $14,614