Finding 1090266 (2023-006)

Significant Deficiency
Requirement
B
Questioned Costs
-
Year
2023
Accepted
2024-12-11
Audit: 331804
Organization: Tulsa Community Foundation (OK)
Auditor: Hogantaylor LLP

AI Summary

  • Core Issue: The Foundation failed to clearly separate federal and non-federal expenditures, leading to inaccurate reporting on the SEFA.
  • Impacted Requirements: This violates 2 CFR 200.302 (b), which requires proper financial management systems for tracking federal awards.
  • Recommended Follow-Up: Implement monthly reconciliations of federal revenues to expenditures and ensure all records supporting expenditures are maintained for compliance.

Finding Text

Item 2023-006 – Allowable Costs/Cost Principles Significant Deficiency Federal Program – Cooperative Extension Service Assistance Listing Number – 10.500 Pass-through Grantor's Number – 1-575259-3 Federal Award Year – December 31, 2023 Federal Agency – U.S. Department of Agriculture Pass-Through Entity – Oklahoma State University 2 CFR 200.302 (b) stipulates federal award recipients and subrecipients' financial management system must provide for the identification of all federal awards received and expended on their SEFA. The Foundation was unable to distinguish federal and non-federal expenditures during the fiscal year for one program administrated by its affiliate. As a result, the amount reported on the SEFA represents the amount of federal dollars reimbursed during the fiscal year, and does not directly correlate to an underlying expenditure detail. Reconciliations of federal expenditures to revenues recorded were not prepared timely, nor were they reviewed for accuracy. For this specific program, the Foundation is at an increased likelihood of expending federal awards for unallowable or questioned costs. Not applicable. This is not a repeat finding. The Foundation should perform reconciliations of federal revenues to expenditures on a monthly basis, which should be reviewed for accuracy. The Foundation should maintain all records of underlying support of expenditures incurred as related to draws of federal money in order to support that the draws were appropriate and for allowable costs. Management's response is reported in "Corrective Action Plan" at the end of this report.

Categories

Allowable Costs / Cost Principles Subrecipient Monitoring

Other Findings in this Audit

  • 513821 2023-003
    Material Weakness
  • 513822 2023-004
    Significant Deficiency
  • 513823 2023-005
    Significant Deficiency
  • 513824 2023-006
    Significant Deficiency
  • 513825 2023-003
    Material Weakness
  • 513826 2023-004
    Significant Deficiency
  • 513827 2023-005
    Significant Deficiency
  • 513828 2023-003
    Material Weakness
  • 513829 2023-004
    Significant Deficiency
  • 513830 2023-005
    Significant Deficiency
  • 1090263 2023-003
    Material Weakness
  • 1090264 2023-004
    Significant Deficiency
  • 1090265 2023-005
    Significant Deficiency
  • 1090267 2023-003
    Material Weakness
  • 1090268 2023-004
    Significant Deficiency
  • 1090269 2023-005
    Significant Deficiency
  • 1090270 2023-003
    Material Weakness
  • 1090271 2023-004
    Significant Deficiency
  • 1090272 2023-005
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
10.331 Gus Schumacher Nutrition Incentive Program $360,579
10.500 Cooperative Extension Service $158,144
11.307 Economic Adjustment Assistance $132,632
21.027 Coronavirus State and Local Fiscal Recovery Funds $121,947
11.024 Build to Scale $39,629