Finding 1090186 (2024-002)

Significant Deficiency
Requirement
E
Questioned Costs
-
Year
2024
Accepted
2024-12-10

AI Summary

  • Core Issue: The University failed to place a student on SAP suspension despite being over the 150% credit limit for degree completion.
  • Impacted Requirements: This finding relates to the eligibility criteria under 34 CFR § 668.34(a) and internal control requirements per 2 CFR 200.303.
  • Recommended Follow-Up: The University should enhance internal controls to ensure proper identification of students not meeting satisfactory academic progress standards.

Finding Text

Federal Agency US Department of Education Federal Program Name Student Financial Assistance Cluster Assistance Listing Number 84.007, 84.033, 84.063, 84.268 Federal Award Identification Number and Year P007A233438 - 2024, P033A233438 - 2024, P063P232047 - 2024, P268K242047 - 2024 Pass-Through Agency (if applicable) N/A Pass-Through Number(s) (if applicable) N/A Award Period 7/1/2023-6/30/2024 Compliance Requirement Affected Eligibility Type of Finding Internal Control Significant Deficiency Document judgment for your assessment Control finding did not result in material questioned costs-therefore we will document as a SD. Additionally qualitatively failure did not have material impact on compliance. Compliance Not Material Document judgment for your assessment Not greater than 5% and not a systemic failure Criteria or specific requirement "The Code of Federal Regulations (34 CFR § 668.34(a)) requires institutions to establish a reasonable satisfactory academic progress policy for determining whether an otherwise eligible student is making satisfactory academic progress in his or her educational program and may receive assistance under Title IV, HEA programs. Per 2 CFR 200.303, nonfederal entities receiving federal awards are required to establish and maintain internal controls designed to reasonably ensure compliance with federal laws, regulations, and program compliance requirements." Condition The University did not properly place a student on SAP suspension or an academic plan who was beyond the 150% of credits needed to complete degree requirement. Questioned costs: N/A Known Likely Context During our testing of 40 students, we noted one student who was beyond the 150% requirement. This student was not placed on SAP suspension or an academic plan. Cause When the student began enrollment at the University, not all transfer credits were entered into the stystem. Effect Failure to properly identify students in violation of SAP could result in ineligible students receiving Title IV funds Repeat Finding No Recommendation We recommend the University review internal controls related to Eligibility and ensure appropriate checks are in place to identify students who are not meeting the University's qualitative and quantitative criteria for maintaining SAP. Views of Responsible Officials Agree

Categories

Eligibility Procurement, Suspension & Debarment Student Financial Aid Significant Deficiency Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 513738 2024-002
    Significant Deficiency
  • 513739 2024-003
    Material Weakness Repeat
  • 513740 2024-004
    Significant Deficiency Repeat
  • 513741 2024-002
    Significant Deficiency
  • 513742 2024-003
    Material Weakness Repeat
  • 513743 2024-004
    Significant Deficiency Repeat
  • 513744 2024-002
    Significant Deficiency
  • 513745 2024-003
    Material Weakness Repeat
  • 513746 2024-004
    Significant Deficiency Repeat
  • 513747 2024-005
    Significant Deficiency
  • 513748 2024-006
    Significant Deficiency
  • 513749 2024-002
    Significant Deficiency
  • 513750 2024-003
    Material Weakness Repeat
  • 513751 2024-004
    Significant Deficiency Repeat
  • 1090180 2024-002
    Significant Deficiency
  • 1090181 2024-003
    Material Weakness Repeat
  • 1090182 2024-004
    Significant Deficiency Repeat
  • 1090183 2024-002
    Significant Deficiency
  • 1090184 2024-003
    Material Weakness Repeat
  • 1090185 2024-004
    Significant Deficiency Repeat
  • 1090187 2024-003
    Material Weakness Repeat
  • 1090188 2024-004
    Significant Deficiency Repeat
  • 1090189 2024-005
    Significant Deficiency
  • 1090190 2024-006
    Significant Deficiency
  • 1090191 2024-002
    Significant Deficiency
  • 1090192 2024-003
    Material Weakness Repeat
  • 1090193 2024-004
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $3.09M
84.063 Federal Pell Grant Program $2.71M
84.031 Higher Education Institutional Aid $950,042
84.047 Trio Upward Bound $344,827
21.027 Coronavirus State and Local Fiscal Recovery Funds $163,840
84.007 Federal Supplemental Educational Opportunity Grants $89,650
84.425 Education Stabilization Fund $54,098
84.033 Federal Work-Study Program $42,337
93.788 Opioid Str $33,516
47.076 Stem Education (formerly Education and Human Resources) $2,456