Finding 1080961 (2023-005)

Significant Deficiency
Requirement
B
Questioned Costs
$1
Year
2023
Accepted
2024-11-04

AI Summary

  • Core Issue: A grant case showed a duplication of benefits (DOB) due to undisclosed funding from another agency, affecting compliance.
  • Impacted Requirements: The lack of disclosure from the Business Applicant led to an incorrect assessment of unmet need during the grant approval process.
  • Recommended Follow-Up: Review and enhance expenditure review procedures to ensure all funding sources are disclosed and properly analyzed before grant approval.

Finding Text

We performed a closeout test to validate procedures surrounding the expenditure review and closeout of the grants. We selected a sample of sixty-one (61) cases for detail testing in the total amount of $2,942,184 from a total of 317 grants awarded amounting to $15,294,128 for which closeout procedures were completed during the year ended June 30, 2023. For one (1) case out of the sixty-one (61) cases examined, representing 2% of the sample, we noted the case was identified with a duplication of benefits (DOB) in the system. Upon further review, we noted the Business Applicant received a grant from another government agency for working capital in the amount of $276,203 that was not disclosed by the Business Applicant at the time the grant was approved. The documents supporting the grant were provided by the Business Applicant during the expenditure review and closeout procedures. This grant, when considered in the calculation for DOB for the grant approved of $150,000, created a duplicative assistance. As a result, due to failure to receive additional grant information from the Business Applicant, there was no unmet need at the time the grant was approved. The expenditure review and closeout procedures for the grant were completed and confirmation of compliance was sent to the Business Applicant although the system showed a DOB in the review. No explanation was found in the notes with the evaluation to determine the benefits were not duplicated. In addition, the DOB in the system was later removed by request to the system administrator without the proper analysis and supporting documentation for the change requested.

Categories

Questioned Costs

Other Findings in this Audit

  • 504516 2023-002
    Material Weakness Repeat
  • 504517 2023-003
    Significant Deficiency Repeat
  • 504518 2023-004
    Significant Deficiency Repeat
  • 504519 2023-005
    Significant Deficiency
  • 504520 2023-006
    Material Weakness Repeat
  • 504521 2023-007
    Significant Deficiency Repeat
  • 1080958 2023-002
    Material Weakness Repeat
  • 1080959 2023-003
    Significant Deficiency Repeat
  • 1080960 2023-004
    Significant Deficiency Repeat
  • 1080962 2023-006
    Material Weakness Repeat
  • 1080963 2023-007
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
14.228 Community Development Block Grants/state's Program and Non-Entitlement Grants in Hawaii $82.69M