Finding 1080119 (2022-004)

Significant Deficiency Repeat Finding
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2024-10-24

AI Summary

  • Core Issue: Disbursement dates reported to COD for Pell and FDL were not updated to reflect actual dates, leading to inaccuracies.
  • Impacted Requirements: This violates 34CFR 668.164(a) and can affect student loan interest calculations and lifetime Pell limits.
  • Recommended Follow-Up: Implement procedures to ensure disbursement dates reported to COD match actual disbursement dates.

Finding Text

Common Origination and Disbursement (COD) Reporting Significant Deficiency DEPARTMENT OF EDUCATION ALN #: 84.268 and 84.063 Federal Award Identification #: 2021-2022 Financial Aid Year Condition: The anticipated disbursement dates in COD were not updated with the actual dates of disbursement when reporting disbursement records for Pell and FDL to COD. Criteria: 34CFR 668.164(a) Questioned Costs: $-0- Context: Out of 60 students tested, including both Pell and FDL disbursements, 10 students had COD records that did not reflect the actual disbursement date per the student account statement for Spring 2022 disbursements. Due to the error rate, this is classified as a significant deficiency. Cause: The anticipated disbursement dates in COD were not updated to the actual dates that Pell and FDL were disbursed to the students' accounts. Effect: Inaccurate FDL reporting can impact a student's interest accumulating period based on the dates of the loan disbursement dates as well as the monitoring of FDL aggregate limits. Inaccurate Pell reporting could allow a student to exceed their lifetime limit. Identification as repeat finding, if applicable: 2021-003 Recommendation: We recommend that procedures be implemented to ensure that disbursement reporting to COD be reflective of the actual disbursement dates. Views of Responsible Officials and Planned Corrective Action: Management agrees with the finding. See corrective action plan.

Categories

Subrecipient Monitoring Reporting Significant Deficiency Matching / Level of Effort / Earmarking

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $1.76M
84.425 Covid-19 Education Stabilization Fund Heerf - Student Aid Portion $1.01M
84.063 Federal Pell Grant Program $763,081
84.425 Covid-19 Education Stabilization Fund Heerf - Institutional Portion $690,630
84.425 Covid-19 Education Stabilization Fund Heerf - Strengthening Institutions Program $69,211
84.033 Federal Work-Study Program $43,511
84.007 Federal Supplemental Educational Opportunity Grants $30,000