Finding 1079907 (2024-005)

Material Weakness
Requirement
B
Questioned Costs
-
Year
2024
Accepted
2024-10-23

AI Summary

  • Core Issue: Lack of documentation for the Superintendent's review and approval of expenditures and financial records.
  • Impacted Requirements: Internal controls require retention of supervisory approval for disbursements and reviews of financial entries.
  • Recommended Follow-Up: Ensure the District implements a system to document the Superintendent's approvals and reviews moving forward.

Finding Text

Federal Program: U.S. Department of Education passed through Missouri Department of Elementary and Secondary Education: Education Stabilization Fund (84.425). Criteria: For good internal controls, documentation of supervisory approval and review of disbursements should be retained. Condition: According to the District, the Superintendent reviews all expenditures and payroll before the direct deposit is sent. However, there is no documentation of the review. Adjusting journal entries and bank reconciliations are not reviewed after being completed. Cause: The prior auditor did not require or make the District aware that the school Superintendent was to approve all invoices before payment and make note of her approval. The Superintendent was also not aware that she should be reviewing and documenting review of adjusting journal entries and bank reconciliations. Effect: There is no documentation to show the review and approval took place. Questioned Costs: None. Repeat Finding: No. Recommendation: We recommend the District maintain proper documentation of the Superintendent's approval and review of expenditures, payroll, adjusting journal entries, and bank reconciliations. Views of Responsible Officials: We agree with the finding and the Superintendent will begin documenting her approval and review.

Categories

Internal Control / Segregation of Duties

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
84.425 Education Stabilization Fund $779,882
84.010 Title I Grants to Local Educational Agencies $117,482
84.027 Special Education_grants to States $71,655
10.553 School Breakfast Program $30,901
84.358 Rural Education $23,851
10.555 National School Lunch Program $18,604
10.579 Child Nutrition Discretionary Grants Limited Availability $6,142
84.173 Special Education_preschool Grants $1,795
93.434 Every Student Succeeds Act/preschool Development Grants $100