Finding 1079053 (2024-001)

Material Weakness Repeat Finding
Requirement
ABHLN
Questioned Costs
-
Year
2024
Accepted
2024-10-14
Audit: 324596
Auditor: Wipfli LLP

AI Summary

  • Core Issue: Cumberland Healthcare's internal controls over financial reporting are insufficient, leading to reliance on external auditors for financial statement preparation.
  • Impacted Requirements: This situation results in a material weakness, affecting compliance with GAAP and the reliability of financial data.
  • Recommended Follow-Up: Management should continuously assess the risks associated with this reliance and consider investing in internal resources for financial reporting.

Finding Text

Condition – Cumberland Memorial Hospital, Inc. d/b/a Cumberland Healthcare’s (the “Organization”) internal control over financial reporting does not end at the general ledger but extends to the financial statements and notes. As part of our professional services for the year ended June 30, 2024, we were requested to draft the financial statements and accompanying notes to the financial statements. It is the responsibility of management and those charged with governance to make the decision about whether to accept the degree of risk associated with this condition because of cost or other considerations. Because the Organization relies on Wipfli LLP to provide the necessary understanding of current accounting and disclosure principles in the preparation of the financial statements and notes, a material weakness exists in the Organization’s internal controls. This is a repeat finding from 2023, Finding 2023.001. Criteria – Government Auditing Standards consider the inability to report financial data reliably in accordance with GAAP to be an internal control deficiency. Effect – The completeness of the financial statement disclosures and the accuracy of the overall financial presentation may be negatively impacted, since outside auditors do not have the same comprehensive understanding of the Organization as its internal staff. Recommendation – We recommend management and those charged with governance continue to evaluate whether to accept the degree of risk associated with this condition because of cost or other considerations. Management’s Response – The Organization does not have the resources and staff to prepare the financial statements and notes but will continue to oversee the auditor’s services and review and approve the financial statements and notes.

Categories

Internal Control / Segregation of Duties Material Weakness Reporting

Other Findings in this Audit

  • 502611 2024-001
    Material Weakness Repeat
  • 502612 2024-002
    Material Weakness Repeat
  • 502613 2024-003
    Material Weakness Repeat
  • 502614 2024-001
    Material Weakness Repeat
  • 502615 2024-002
    Material Weakness Repeat
  • 502616 2024-003
    Material Weakness Repeat
  • 1079054 2024-002
    Material Weakness Repeat
  • 1079055 2024-003
    Material Weakness Repeat
  • 1079056 2024-001
    Material Weakness Repeat
  • 1079057 2024-002
    Material Weakness Repeat
  • 1079058 2024-003
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
10.766 Community Facilities Loans and Grants $34.99M
93.301 Small Rural Hospital Improvement Grant Program $12,696