Finding 1078580 (2024-002)

Significant Deficiency
Requirement
I
Questioned Costs
-
Year
2024
Accepted
2024-10-10

AI Summary

  • Core Issue: There is a significant deficiency in internal controls regarding vendor reviews for suspension or debarment in federal procurement.
  • Impacted Requirements: The District failed to comply with 2 CRF section 180.995, which mandates effective vendor review processes.
  • Recommended Follow-Up: Implement procedures to ensure thorough vendor checks and provide training on compliance with UGG policy.

Finding Text

Type of Finding: Significant deficiency in internal control over compliance Federal Agency: U.S. Department of Agriculture Federal Program Title: Child Nutrition Cluster Assistance Listing Number: 10.553, 10.555, and 10.556 Pass-Through Agency: Minnesota Department of Education Pass-Through Number(s): 1-2899-000 Award Period: July 1, 2023 – June 30, 2024 Criteria or Specific Requirement: Per 2 CRF section 180.995, the District should have controls in place to review vendors showing they are not excluded or debarred for participating in procurement transactions that use federal funds. Condition: During suspension and debarment testing, it was noted that the review process was not operating effectively. There was no support for review of certification regarding debarment, suspension, and responsibility for 1 of 2 vendors tested. Questioned Costs: None Context: 1 of 2 vendors tested had no review to ensure they were not suspended or debarred Cause: Oversight. Effect: Lack of proper documentation of controls over compliance with suspension and debarment requirements could result in paying suspended or debarred vendors. This could ultimately result in questioned costs. After review of vendors, it was noted that no vendors used were on the suspension or debarment list. Repeat Finding: This is not a repeat finding. Recommendation: We recommend the District implement procedures and controls to ensure vendors are not suspended or debarred. Views of Responsible Officials and Planned Corrective Actions: There is no disagreement with the finding. Management will train employees on the UGG policy.

Categories

Procurement, Suspension & Debarment Internal Control / Segregation of Duties

Other Findings in this Audit

  • 502134 2024-002
    Significant Deficiency
  • 502135 2024-002
    Significant Deficiency
  • 502136 2024-002
    Significant Deficiency
  • 502137 2024-002
    Significant Deficiency
  • 502138 2024-002
    Significant Deficiency
  • 502139 2024-003
    Material Weakness
  • 502140 2024-003
    Material Weakness
  • 502141 2024-003
    Material Weakness
  • 502142 2024-003
    Material Weakness
  • 502143 2024-003
    Material Weakness
  • 1078576 2024-002
    Significant Deficiency
  • 1078577 2024-002
    Significant Deficiency
  • 1078578 2024-002
    Significant Deficiency
  • 1078579 2024-002
    Significant Deficiency
  • 1078581 2024-003
    Material Weakness
  • 1078582 2024-003
    Material Weakness
  • 1078583 2024-003
    Material Weakness
  • 1078584 2024-003
    Material Weakness
  • 1078585 2024-003
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
10.555 National School Lunch Program $237,274
84.010 Title I Grants to Local Educational Agencies $154,936
84.425 Education Stabilization Fund $67,537
10.553 School Breakfast Program $56,755
84.011 Migrant Education_state Grant Program $49,777
21.027 Coronavirus State and Local Fiscal Recovery Funds $43,632
84.027 Special Education_grants to States $34,417
84.367 Improving Teacher Quality State Grants $27,150
84.173 Special Education_preschool Grants $10,200
84.424 Student Support and Academic Enrichment Program $10,154
84.048 Career and Technical Education -- Basic Grants to States $9,313
10.185 First Bite Grant $6,543
10.556 Special Milk Program for Children $1,585
10.169 Pandemic Ebt $653