Finding 1078545 (2024-001)

Significant Deficiency
Requirement
I
Questioned Costs
-
Year
2024
Accepted
2024-10-09

AI Summary

  • Core Issue: HFSC failed to conduct public notice for a training service procurement over $150,000, violating federal procurement standards.
  • Impacted Requirements: Noncompliance with Uniform Guidance and HFSC's own procurement policies could lead to suboptimal purchasing outcomes.
  • Recommended Follow-up: Reinforce procurement process training for staff to ensure adherence to policies and prevent future issues.

Finding Text

Finding #2024-001 – Significant Deficiency and Other Noncompliance. Applicable federal program: Department of the Treasury, Passed through City of Houston, Assistance Listing #: 21.027 – COVID-19 – Coronavirus State and Local Fiscal Recovery Funds, Contract Number: N/A, Contract Year: 08/22 – 12/24. Criteria: Procurement – Organizations receiving federal awards are required to conduct procurement transactions in a manner providing full and open competition consistent with standards prescribed in Uniform Guidance, Subtitle III Procurement Standards and conform to federal laws and regulations and other contractual requirements. Uniform Guidance requires public notice for proposal requests for purchases over the Simplified Acquisition Threshold, as defined by the nonprofit organization’s policy, which for HFSC is $150,000. Condition and context: During our testing of 9 purchases subject to procurement, 1 exception was noted. We noted that public notice for the procurement of training services in excess of $150,000 in costs was not performed. Questioned costs: Unknown. Cause: HFSC’s personnel did not follow its procurement policies. Effect: Failure to follow established procurement policies may result in HFSC not purchasing goods and services to maximize price, quality and performance. Recommendation: Re-emphasize to program personnel the procurement process and adherence to HFSC’s policies and procedures. Views of responsible officials and planned corrective actions: Management agrees with the finding. See Corrective Action Plan.

Categories

Procurement, Suspension & Debarment HUD Housing Programs Significant Deficiency

Other Findings in this Audit

  • 502103 2024-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
16.741 Dna Backlog Reduction Program $3.24M
21.027 Coronavirus State and Local Fiscal Recovery Funds $2.32M
16.560 National Institute of Justice Research, Evaluation, and Development Project Grants $216,965