Finding 1078517 (2024-001)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2024-10-09
Audit: 324271
Organization: Augustana College (IL)

AI Summary

  • Core Issue: There are discrepancies in enrollment status reporting to NSLDS, with incorrect effective dates for 3 students and one late update.
  • Impacted Requirements: Compliance with 34 CFR 685.309, which mandates timely and accurate reporting of enrollment status changes.
  • Recommended Follow-Up: The College should review and improve its procedures for reporting enrollment changes to ensure accuracy and timeliness.

Finding Text

Federal Agency: Department of Education Federal Program Title: Student Financial Assistance Cluster ALN Numbers: Various Award Period: July 1, 2023 through June 30, 2024 Type of Finding: • Significant Deficiency in Internal Control Over Compliance Criteria or specific requirement: The Code of Federal Regulations, 34 CFR 685.309 requires that enrollment status changes for students be reported to NSLDS within 30 days or within 60 days if the student with the status change will be reported on a scheduled transmission within 60 days of the change in status. Regulations require the status include an accurate effective date. Condition: During our testing, it was noted the program enrollment effective date per NSLDS did not match the College's records for 3 out of the 40 students tested. In addition, the change in status was not reported timely for 1 out of the 40 students tested. Questioned costs: None Context: There were discrepancies between the program enrollment effective dates reported to NSLDS and the College's records as well as one student did not have their enrollment status change updated timely. Cause: The College's current processes and controls did not ensure that student status changes and effective dates were accurately and timely reported to NSLDS. The effective date should be the student's last date of attendance and academically related activity. Effect: The NSLDS system is not updated with the correct student information which can cause a student to not properly enter the repayment period. Repeat Finding: No Recommendation: We recommend the College evaluate its procedures and policies around reporting enrollment changes to NSLDS to ensure that student information is reported accurately and timely. Views of responsible officials: There is no disagreement with the audit finding.

Categories

Student Financial Aid Reporting Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 502070 2024-001
    Significant Deficiency
  • 502071 2024-001
    Significant Deficiency
  • 502072 2024-001
    Significant Deficiency
  • 502073 2024-001
    Significant Deficiency
  • 502074 2024-001
    Significant Deficiency
  • 502075 2024-001
    Significant Deficiency
  • 502076 2024-001
    Significant Deficiency
  • 502077 2024-001
    Significant Deficiency
  • 502078 2024-002
    Significant Deficiency
  • 502079 2024-002
    Significant Deficiency
  • 502080 2024-002
    Significant Deficiency
  • 502081 2024-002
    Significant Deficiency
  • 502082 2024-002
    Significant Deficiency
  • 502083 2024-002
    Significant Deficiency
  • 502084 2024-002
    Significant Deficiency
  • 502085 2024-002
    Significant Deficiency
  • 1078512 2024-001
    Significant Deficiency
  • 1078513 2024-001
    Significant Deficiency
  • 1078514 2024-001
    Significant Deficiency
  • 1078515 2024-001
    Significant Deficiency
  • 1078516 2024-001
    Significant Deficiency
  • 1078518 2024-001
    Significant Deficiency
  • 1078519 2024-001
    Significant Deficiency
  • 1078520 2024-002
    Significant Deficiency
  • 1078521 2024-002
    Significant Deficiency
  • 1078522 2024-002
    Significant Deficiency
  • 1078523 2024-002
    Significant Deficiency
  • 1078524 2024-002
    Significant Deficiency
  • 1078525 2024-002
    Significant Deficiency
  • 1078526 2024-002
    Significant Deficiency
  • 1078527 2024-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $4.04M
84.063 Federal Pell Grant Program $3.22M
84.038 Federal Perkins Loan Program-Beginning Balance $1.15M
84.033 Federal Work-Study Program $436,240
84.007 Federal Supplemental Educational Opportunity Grants $280,273
84.042 Trio_student Support Services $276,852
47.076 Education and Human Resources $197,795
93.173 Research Related to Deafness and Communication Disorders $104,504
16.525 Grants to Reduce Domestic Violence, Dating Violence, Sexual Assault, and Stalking on Campus $78,222
84.379 Teacher Education Assistance for College and Higher Education Grants (teach Grants) $26,404
47.049 Mathematical and Physical Sciences $18,164