Finding 1078427 (2024-001)

Significant Deficiency
Requirement
N
Questioned Costs
$1
Year
2024
Accepted
2024-10-08

AI Summary

  • Core Issue: Two applicants were incorrectly placed on the waiting list due to a clerical error and lack of internal controls.
  • Impacted Requirements: Management must ensure accurate applicant placement according to admission policies (24 CFR section 982.204).
  • Recommended Follow-Up: Implement and adhere to internal controls to verify the accuracy of application information in the tenant management system.

Finding Text

Finding 2024-001 U.S. Department of Housing and Urban Development Section 8 Project-Based Cluster: Project Based Rental Assistance - ALN 14.195 Special Tests and Provisions Condition: During our testing of the waiting list, we noted two applicants out of a sample of 42 that were not placed on the waiting list in the correct order at the time of admission. Mercer County Housing Associates LLC (Company) did not have internal controls in place to identify the incorrect placement of the applicants on the waiting list. Criteria: Management is responsible for establishing internal controls to ensure that at the time of admission, the applicant met the preference criteria that determined the applicant’s place on the waiting list. Management must maintain information that permits the Company to select participants from the waiting list in accordance with their admission policies (24 CFR section 982.204). Cause: The incorrect date and time were entered into the tenant management system for two applicants due to a clerical error and internal controls in place were not followed to ensure the accuracy of the application information entered into the tenant management system. Effect: Two applicants were incorrectly placed on the waiting list and, in one instance, the applicant was housed out of order. Repeat Finding: No Questioned Costs: Unknown Recommendation: The Company should follow the internal controls in place to ensure the accuracy of the application information entered into the tenant management system in order to ensure correct placement on the waiting list. Views of responsible officials and planned corrective action: Management agrees with the finding. See separate corrective action plan.

Categories

Questioned Costs Special Tests & Provisions HUD Housing Programs Internal Control / Segregation of Duties

Other Findings in this Audit

  • 501985 2024-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.155 Mortgage Insurance for the Purchase Or Refinancing of Existing Multifamily Housing Projects $7.49M
14.195 Project-Based Rental Assistance (pbra) $3.67M