Finding 1078123 (2024-002)

Material Weakness
Requirement
E
Questioned Costs
-
Year
2024
Accepted
2024-10-03

AI Summary

  • Core Issue: Scholarships were awarded without verifying applicants' enrollment status, risking funds going to ineligible recipients.
  • Impacted Requirements: The grant stipulates specific amounts for full-time and part-time students, which were not consistently verified.
  • Recommended Follow-Up: Ensure enrollment status is verified with universities before disbursing scholarship funds to prevent future errors.

Finding Text

#2024‐002 – Material Weakness – Eligibility Coronavirus State and Local Fiscal Recovery Funds, ALN #21.027 Criteria The grant document No. OB‐2023‐01 states “[scholarship awards can be made] up to $2,000 per academic year for full‐time students and $1,000 for part‐time or non‐credit bearing classes.” Condition During the course of the audit, it was determined that the Organization did not verify the enrollment status of applicants before awarding scholarships to the applicable university. Cause The cause is human error. Enrollment status was verified via a questionnaire sheet sent to the various universities that applicants attended. Several universities returned the questionnaire sheet, but left questions unanswered, including the enrollment status of several applicants, and no follow up with the universities was performed until after the scholarship funds were disbursed. Effect The potential effect of not verifying applicant enrollment status is awarding scholarship funds to an ineligible recipient. Questioned Costs None Perspective Information The finding noted related to test work performed for forty (40) applicants where no verification of enrollment status prior to award disbursement was noted on four (4) applicants. Identification as a repeat finding There was no similar finding in the prior year. Recommendation We recommend verifying each applicant’s enrollment status with all universities prior to disbursement of scholarship funding. View of Responsible Official The Foundation receives information directly from PASSHE universities to verify enrollment status of applicants. Universities submit information to the Foundation on an electronic form, which includes Student Name, Student ID, Scholarship Amount, Student Enrollment Status, etc. Authorized officials enter their approval by changing “Pending Review” to either “Scholarship Eligible” or “Not Eligible” on the form and keying in the scholarship amount the student is eligible for based on their verified enrollment status, for example: $1,000 for a part time student or $2,000 for a full‐time student. For 4 of the 40 applicants sampled during the audit, a PASSHE university created an inconsistency on the form, having not completed or updated the enrollment status column to be consistent with the final amount they verified approved for payment. The key control, i.e. the University’s entry and approval of the eligible amount, prevented any errors from occurring.The Foundation verified the enrollment status for the four applicants identified in the audit, noting that the scholarships were properly disbursed. Going forward the Foundation has updated its verification process with the universities to ensure proper classification of the applicant’s enrollment status is verified in accordance with the eligibility requirements of the grant.

Categories

Eligibility Material Weakness

Other Findings in this Audit

  • 501680 2024-001
    Material Weakness
  • 501681 2024-002
    Material Weakness
  • 1078122 2024-001
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $970,507