Finding 1077981 (2022-001)

Significant Deficiency
Requirement
P
Questioned Costs
-
Year
2022
Accepted
2024-10-01

AI Summary

  • Core Issue: The Schedule of Expenditures of Federal Awards (SEFA) was found to be inaccurate and incomplete for the fiscal year-end.
  • Impacted Requirements: This violates Section 200.510(b) of the Uniform Guidance, which requires a complete SEFA reflecting all federal awards.
  • Recommended Follow-Up: Establish clear procedures for management to ensure accurate review of all funding sources and include any federal awards in the SEFA.

Finding Text

Schedule of Expenditures of Federal Awards Reconciliation. Criteria: Section 200.510(b) of the Uniform Guidance mandates that auditees prepare a Schedule of Expenditures of Federal Awards (“SEFA”) for the period covered by the auditee's financial statements. This schedule must include the total federal awards expended. Condition: The SEFA initially provided was inaccurate and incomplete for the fiscal year-end. Cause: Neighborhood Legal Services of Los Angeles County (“NLSLA”) failed to thoroughly review the renewal funding sources for the State Bar of California Homelessness Prevention (HP) program and the passthrough funding for the Stay Housed Los Angeles Eviction Defense Program (SHLA EDP) from the lead agency, Legal Aid Foundation of Los Angeles. The original funding for both projects was not federally based. However, during COVID-19, these programs continued through federal funding. Effects: Failure to review and reconcile the SEFA may result in noncompliance with applicable standards. Recommendation: Implement procedures to designate management members responsible for the completion and accuracy of the SEFA. All government grants and contracts should be thoroughly reviewed to determine the funding source. Those identified as federal should be included in the SEFA. Views of Responsible Officials: In 2024, NLSLA will conduct a thorough review of all renewal contracts to confirm the funding source, whether NLSLA is the lead agency or a passthrough agency. If the renewal funding source is federally based, NLSLA will request a Notice of Federal Award to ensure proper inclusion in the annual SEFA and related Single Audit report.

Categories

Reporting

Other Findings in this Audit

  • 501539 2022-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
09.805 Legal Services for Low Income $4.82M
21.027 Coronavirus State and Local Fiscal Recovery Funds $1.20M
93.558 Temporary Assistance for Needy Families $1.05M
93.778 Medical Assistance Program $836,643
14.218 Community Development Block Grants/entitlement Grants $407,301
93.634 Support for Ombudsman and Beneficiary Counseling Programs for States Participating in Financial Alignment Model Demonstrations for Dually Eligible Individuals $296,964
21.023 Emergency Rental Assistance Program $244,361
16.575 Crime Victim Assistance $217,330
93.525 State Planning and Establishment Grants for the Affordable Care Act (aca)�s Exchanges $177,692
93.569 Community Services Block Grant $169,733