Finding 1077645 (2023-001)

- Repeat Finding
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2024-10-01

AI Summary

  • Core Issue: The Project failed to make a required deposit to the replacement reserve account, violating the Regulatory Agreement.
  • Impacted Requirements: Monthly deposits to the reserve must be made as per HUD guidelines, and all disbursements need HUD approval.
  • Recommended Follow-Up: Implement procedures to ensure timely deposits to the replacement reserve and address cash flow issues to prevent future non-compliance.

Finding Text

Criteria - Replacement Reserves: Compliance Requirement - Owners shall establish and maintain a replacement reserve to aid in funding extraordinary maintenance and repair and replacement of capital items. The replacement reserve funds must be deposited in a federally insured depository in an interest-bearing account. All earnings including interest on the reserve must be added to the reserve. An amount as required by HUD will be deposited monthly in the reserve fund (Regulatory Agreement, item 5 A). All disbursements from the reserve must be approved by HUD (24 CFR sections 891.405 and 891.605). Condition: The Project did not make one of the required deposits to the replacement reserve account. Effect: The Project is not in compliance with the Regulatory Agreement. Context: The population included the 12 monthly cash disbursements from the operating account. Cause: There was not enough cash on hand to remit the required deposits. Repeat Finding: Item 2022-001, 2021-001 and 2020-001 Recommendation: The Organization should have procedures in place to ensure deposits are completed on a timely basis in accordance with the requirements. Views of Responsible Officials and Planned Corrective Actions: The Organization acknowledges that the required replacement deposits had not been made due to cash flow constraints. The entity is taking steps to ensure that delinquent replacement reserve deposits are made as soon as is practicable.

Categories

HUD Housing Programs

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
14.157 Supportive Housing for the Elderly $9.10M
14.195 Project-Based Rental Assistance (pbra) $428,883