Finding 1076300 (2023-003)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2024-09-30
Audit: 322717
Organization: County of Mifflin (PA)

AI Summary

  • Core Issue: Reports for the Emergency Rental Assistance Program lacked proper approval before submission, indicating weak internal controls.
  • Impacted Requirements: The County must ensure compliance with 2 CFR part 200 section 303, which mandates effective internal controls over federal awards.
  • Recommended Follow-Up: Implement new procedures requiring multiple approvals, including the County Director of Fiscal Affairs' initials, before submitting reports.

Finding Text

Finding 2023-003: Reporting. Emergency Rental Assistance Program (ERAP) - ALN 21.023. Criteria: Pusuant to 2 CFR part 200 section 303 indicates that the County is responsible for establishing and maintaining effective internal control over the Federal award that provides reasonable assurance that the County is managing the Federal award in compliance with Federal statutues, regulations, and the terms and conditions of the Federal award. Condition: All of the four reports selected for testing ERAP did not have sufficient audit evidence to demonstrate they were approved prior to submission. There were no noted instances of noncompliance with reporting requirements related to the reports selected. Cause: The department prepared the reports collaboratively, and review steps were not documented. Effect: The County's internal controls oer this requirement were not operating effectively. The finding was a repeat of Finding 2022-003. Questioned Costs: None noted. Recommendation: The County should establish internal controls procedures over reporting requirements. Management's Response: The County concurs with the finding and will implement reporting procedures that require multiple signatures and approvals over reports including the initials of the County Director of Fiscal Affairs prior to submission of grant reports.

Categories

Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 499854 2023-002
    Material Weakness Repeat
  • 499855 2023-002
    Material Weakness Repeat
  • 499856 2023-002
    Material Weakness Repeat
  • 499857 2023-002
    Material Weakness Repeat
  • 499858 2023-003
    Material Weakness Repeat
  • 1076296 2023-002
    Material Weakness Repeat
  • 1076297 2023-002
    Material Weakness Repeat
  • 1076298 2023-002
    Material Weakness Repeat
  • 1076299 2023-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
21.023 Emergency Rental Assistance Program $1.03M
93.658 Foster Care_title IV-E $770,425
93.659 Adoption Assistance $692,157
14.228 Community Development Block Grants/state's Program and Non-Entitlement Grants in Hawaii $524,319
93.563 Child Support Enforcement $405,915
10.569 Emergency Food Assistance Program (food Commodities) $88,539
93.667 Social Services Block Grant $84,443
93.788 Opioid Str $79,869
97.042 Emergency Management Performance Grants $64,370
93.958 Block Grants for Community Mental Health Services $58,338
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $39,774
93.558 Temporary Assistance for Needy Families $29,537
97.027 Emergency Management Institute (emi)_independent Study Program $25,470
10.568 Emergency Food Assistance Program (administrative Costs) $25,098
93.645 Stephanie Tubbs Jones Child Welfare Services Program $24,215
90.404 2018 Hava Election Security Grants $22,844
16.575 Crime Victim Assistance $14,584
20.616 National Priority Safety Programs $14,389
93.472 Title IV-E Prevention and Family Services and Programs (a) $13,992
20.600 State and Community Highway Safety $13,374
93.674 John H. Chafee Foster Care Program for Successful Transition to Adulthood $12,823
93.090 Guardianship Assistance $11,860
20.205 Highway Planning and Construction $7,925
93.778 Medical Assistance Program $7,168
16.738 Edward Byrne Memorial Justice Assistance Grant Program $5,986
93.556 Promoting Safe and Stable Families $2,055
14.239 Home Investment Partnerships Program $907