Finding 1075707 (2023-001)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2024-09-28
Audit: 322077
Organization: Baptist Health (AR)

AI Summary

  • Core Issue: The College failed to report student enrollment status changes accurately and on time to the NSLDS.
  • Impacted Requirements: Compliance with enrollment reporting regulations (34 CFR 690.93(b)(2); 34 CFR 682.610; 34 CFR 685.309).
  • Recommended Follow-Up: Update reporting controls and ensure the Financial Aid Director confirms monthly submissions with the Registrar to meet deadlines.

Finding Text

U.S. Department of Education Student Financial Assistance Cluster Assistance Listing No. 84.007 Federal Supplemental Educational Opportunity Grants; Assistance Listing No. 84.063 Federal Pell Grant Program; Assistance Listing No. 84.268 Federal Direct Student Loans Program Year 2023 Criteria: Special Tests and Provisions – Enrollment Reporting (34 CFR 690.93(b)(2); 34 CFR 682.610; 34 CFR 685.309). Institutions are required to report enrollment information. Condition: The College's processes did not ensure timely and accurate student status reporting to National Student Loan Data System (NSLDS). Questioned Costs: None. Context: Out of the population of 336 students with student attendance changes, a sample of 25 students was selected for testing. Our sampling method was not, and was not intended to be, statistically valid. The College did not report the address change within 60 days for one student, and the College did not ensure submission of enrollment status changes within 60 days for two students. Effect: The College reported incorrect data for students' status changes and did not report the status changes timely. Cause: The College’s processes did not ensure status changes were reported timely and accurately. Identification as a Repeat Finding, if Applicable: N/A Recommendation: The College should update their controls to ensure changes in students’ enrollment status are reported in a timely and accurate manner. Views of Responsible Officials and Planned Corrective Actions: Administration concurs with the finding. Financial Aid Director will begin receiving email correspondence regarding enrollment report submission due dates from the National Student Clearinghouse. They will then confirm with the Registrar that the report was submitted by the due date each month. This will implement controls to ensure timely submission of address changes and enrollment reporting in the less than the 60-day requirement.

Categories

Student Financial Aid Special Tests & Provisions Matching / Level of Effort / Earmarking Reporting

Other Findings in this Audit

  • 499263 2023-001
    Significant Deficiency
  • 499264 2023-001
    Significant Deficiency
  • 499265 2023-001
    Significant Deficiency
  • 499266 2023-002
    Material Weakness
  • 499267 2023-002
    Material Weakness
  • 499268 2023-002
    Material Weakness
  • 1075705 2023-001
    Significant Deficiency
  • 1075706 2023-001
    Significant Deficiency
  • 1075708 2023-002
    Material Weakness
  • 1075709 2023-002
    Material Weakness
  • 1075710 2023-002
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
97.036 Covid-19 Disaster Grants - Public Assistance (presidentially Declared Disasters) $103.92M
93.498 Provider Relief Fund (prf) and American Rescue Plan (arpa) Rural Distribution $29.15M
84.268 Federal Direct Student Loans $2.68M
84.063 Federal Pell Grant Program $1.23M
93.889 Covid-19 National Bioterrorism Hospital Preparedness Program $1.13M
93.575 Child Care and Development Block Grant $1.08M
93.391 Activities to Support State, Tribal, Local and Territorial (stlt) Health Department Response to Public Health Or Healthcare Crises $155,340
32.005 Universal Service Fund - Rural Health Care $142,406
93.301 Small Rural Hospital Improvement Grant Program $30,872
84.007 Federal Supplemental Educational Opportunity Grants $29,125