Finding 1074993 (2023-001)

Significant Deficiency Repeat Finding
Requirement
B
Questioned Costs
-
Year
2023
Accepted
2024-09-26

AI Summary

  • Core Issue: Payroll expenses are being charged to grants based on budgeted amounts instead of actual hours worked.
  • Impacted Requirements: Federal regulations mandate proper supporting documentation for expenditures related to federally funded grants.
  • Recommended Follow-Up: Implement a system to ensure payroll is charged based on actual hours worked for each grant to prevent inappropriate expenditures.

Finding Text

Finding 2023-001: Lack of Supporting Documentation and Proper Approval – Programs: CFDA 93.391 Activities to Support State, Tribal, Local, and Territorial (STLT) Health Department Response to Public Health or Healthcare Crisis - Criteria: Federal regulations require appropriate supporting documentation to support expenditures charged to Federally funded grants. Condition: Review of supporting documentation for a sample of expenditure charged to Federally funded grants noted the following – Payroll is charged to grants evenly to match the amount per the approved budget versus based on actual hours spent on the specific grant / program for the specific period. Cause: Payroll is charged to grants based on budgeted amounts versus actual time. Effect: Potential for inappropriate expenditures could be charged to Federally funded grants. Recommendation: We recommend that – payroll be charged to grants based on actual hours spent on the grant / program for the respective payroll period. View of Responsible Officials: Management agrees with this recommendation and is currently developing a system to ensure wages are charged to grants based on actual level of effort. The system will be in place moving forward.

Categories

Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 498551 2023-001
    Significant Deficiency Repeat
  • 498552 2023-001
    Significant Deficiency Repeat
  • 1074994 2023-001
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
93.391 Activities to Support State, Tribal, Local and Territorial (stlt) Health Department Response to Public Health Or Healthcare Crises $985,556
93.243 Substance Abuse and Mental Health Services Projects of Regional and National Significance $451,597
93.647 Social Services Research and Demonstration $153,393
10.935 Urban Agriculture and Innovative Production $82,275
93.566 Refugee and Entrant Assistance State/replacement Designee Administered Programs $65,000
16.575 Crime Victim Assistance $60,350
16.588 Violence Against Women Formula Grants $35,718
21.027 Coronavirus State and Local Fiscal Recovery Funds $32,423
93.671 Family Violence Prevention and Services/domestic Violence Shelter and Supportive Services $11,093
93.497 Family Violence Prevention and Services/ Sexual Assault/rape Crisis Services and Supports $7,260