Finding 1074935 (2023-002)

Significant Deficiency Repeat Finding
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2024-09-26

AI Summary

  • Core Issue: The Authority lacks adequate internal controls to ensure compliance with rent reasonableness requirements set by HUD.
  • Impacted Requirements: The PHA must determine reasonable rent at initial leasing and during the contract term, especially before rent increases and at contract anniversaries.
  • Recommended Follow-Up: Management should enhance controls over the recertification and rent change process to ensure reasonable rent determinations are made before tenant move-ins.

Finding Text

HVC P Rent Reasonableness Federal Agency: U.S. Department of Housing and Urban Development Federal Program Title: Housing Voucher Cluster Assistance Listing Number: 14.871 / 14.879 Federal Award Identification Number and Year: OK002 (various funding increments active during period 1/1/23-12/31/23) Award Period: January 1, 2023 through December 31, 2023 Type of Finding:  Significant Deficiency in Internal Control over Compliance.  Other Matters. Criteria: The PHA must determine that the rent to owner is reasonable at the time of initial leasing. Also, the PHA must determine reasonable rent during the term of the contract: (a) before any increase in the rent to owner, and (b) at the HAP contract anniversary if there is a five percent decrease in the published Fair Market Rent in effect 60 days before the HAP contract anniversary. The PHA must maintain records to document the basis for the determination that rent to owner is a reasonable rent (initially and during the term of the HAP contract) (24 CFR sections 982.4, 982.54(d)(15), 982.158(f)(7), and 982.507). OKLAHOMA CITY HOUSING AUTHORITY SCHEDULE OF FINDINGS AND QUESTIONED COSTS (CONTINUED) YEAR ENDED DECEMBER 31, 2023 (67) Section III – Federal Award Findings and Questioned Costs (Continued) 2023 - 002 – HCVP Rent Reasonableness (Continued) Criteria (Continued): 2 CFR 200.303 requires the Authority to establish and maintain effective internal controls over the federal award that provides reasonable assurance that the non-federal entity is managing the federal award in accordance with federal statutes, regulations, and the terms and conditions of the award. Condition: During testing, it was noted that the Authority did not have adequate internal controls designed to ensure that rent reasonableness requirements were being met. Questioned costs: None Context: During the testing of 40 new tenant files, one instance was noted where the Authority approved a contract rent higher than the amount determined to be reasonable. Cause: The Authority does not have controls in place to ensure it is meeting reasonable rent requirements set by HUD. Effect: The Authority is not in compliance with program requirements over reasonable rent. Repeat Finding: The finding is a repeat of a finding in the immediate prior year. Prior year finding numbers were 2022-003. Recommendation: We recommend management to enhance controls over the recertification and rent change process to ensure determination of reasonable rent is performed prior to processing of the move in. View of Responsible Officials: There is no disagreement with the audit finding. The Authority made necessary corrections and recoupment of HAP during the process of this audit.

Categories

HUD Housing Programs Significant Deficiency Internal Control / Segregation of Duties Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 498490 2023-001
    Significant Deficiency Repeat
  • 498491 2023-001
    Significant Deficiency Repeat
  • 498492 2023-001
    Significant Deficiency Repeat
  • 498493 2023-002
    Significant Deficiency Repeat
  • 498494 2023-002
    Significant Deficiency Repeat
  • 498495 2023-002
    Significant Deficiency Repeat
  • 1074932 2023-001
    Significant Deficiency Repeat
  • 1074933 2023-001
    Significant Deficiency Repeat
  • 1074934 2023-001
    Significant Deficiency Repeat
  • 1074936 2023-002
    Significant Deficiency Repeat
  • 1074937 2023-002
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
14.850 Public Housing Operating Fund $14.27M
14.872 Public Housing Capital Fund $6.85M
14.879 Mainstream Vouchers $1.91M
14.218 Community Development Block Grants/entitlement Grants $350,949
14.871 Section 8 Housing Choice Vouchers $292,660
14.870 Resident Opportunity and Supportive Services - Service Coordinators $110,587
14.896 Family Self-Sufficiency Program $54,611
14.249 Section 8 Moderate Rehabilitation Single Room Occupancy $25,965
14.239 Home Investment Partnerships Program $8,990