Finding 1074441 (2023-003)

Material Weakness
Requirement
N
Questioned Costs
$1
Year
2023
Accepted
2024-09-24
Audit: 320673
Organization: Klamath Housing Authority (OR)

AI Summary

  • Core Issue: The Section 8 Housing Choice Vouchers Program is not complying with reasonable rent requirements, leading to material non-compliance.
  • Impacted Requirements: The PHA failed to document reasonable rent for 3 out of 16 sampled units, lacking the necessary comparable units as per policy.
  • Recommended Follow-Up: The Authority should enhance internal controls to ensure compliance with rent determinations and maintain proper documentation.

Finding Text

Finding 2023-003 Federal Agency: U.S. Department of Housing and Urban Development Federal Program Titles: Section 8 Housing Choice Vouchers Program Federal Assistance Listing Numbers: 14.871 Noncompliance – N. Special Tests and Provisions - Reasonable Rent Non Compliance Material to the Financial Statements: Yes Material Weakness in Internal Control over Compliance for Special Tests and Provisions Criteria: Reasonable Rent. The PHA must do the following: The PHA must determine that the rent to owner is reasonable at the time of initial leasing. Also, the PHA must determine reasonable rent during the term of the contract (a) before any increase in the rent to owner, and (b) at the HAP contract anniversary if there is a 5 percent decrease in the published Fair Market Rent in effect 60 days before the HAP contract anniversary. The PHA must maintain records to document the basis for the determination that rent to owner is a reasonable rent (initially and during the term of the HAP contract) (24 CFR sections 982.4, 982.54(d)(15), 982.158(f)(7), and 982.507). Condition: There were approximately one hundred and sixty-three (163) newly leased units. Of a sample size of sixteen (16) newly leased units, documentation of reasonable rent for three (3) units did not include the minimum required number of comparable units of three (3), as stated in the Authority's Section 8 Administrative Policy. Known Questioned Costs: $21,531 Cause: There is a material weakness in internal controls over the compliance for the special tests and provisions type of compliance related to reasonable rent. The Authority has not properly considered, designed, implemented, maintained and monitored a system of internal controls that reasonably assures the program is in compliance. Effect: The Section 8 Housing Choice Vouchers Program is in material non-compliance with the special tests and provisions type of compliance related to reasonable rent. Recommendation: We recommend the Authority design and implement internal control procedures that will reasonably assure compliance with the Uniform Guidance and the compliance supplement. Views of responsible officials and planned corrective action: The Authority accepts the recommendation of the auditor. The Authority will increase oversight in the Section 8 Housing Choice Vouchers Program to ensure that established internal control policies are being followed on a timely basis.

Categories

Questioned Costs HUD Housing Programs Material Weakness Internal Control / Segregation of Duties Special Tests & Provisions

Other Findings in this Audit

  • 497997 2023-001
    Significant Deficiency
  • 497998 2023-002
    Material Weakness
  • 497999 2023-003
    Material Weakness
  • 498000 2023-001
    Material Weakness
  • 1074439 2023-001
    Significant Deficiency
  • 1074440 2023-002
    Material Weakness
  • 1074442 2023-001
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $6.53M
10.415 Rural Rental Housing Loans $2.13M
21.027 Coronavirus State and Local Fiscal Recovery Funds $400,000
10.427 Rural Rental Assistance Payments $314,897
14.879 Mainstream Vouchers $242,928