Finding 1074335 (2023-001)

Significant Deficiency
Requirement
A
Questioned Costs
-
Year
2023
Accepted
2024-09-23
Audit: 320453
Auditor: Ritz Holman LLP

AI Summary

  • Core Issue: Loan receivable balances were not fully reconciled to the subsidiary system, risking inaccurate financial reporting.
  • Impacted Requirements: Regular reconciliations between the subsidiary system and general ledger are essential for accurate financial statements.
  • Recommended Follow-Up: Implement monthly reconciliations by the accounting service, with management review and approval starting September 1, 2024.

Finding Text

1) Federal program and specific federal award Identification: Financial Statements and ALN #21.024 2) Criteria: The Organization utilizes a subsidiary system to maintain and monitor loan account balances. The subsidiary system should be reconciled on a regular basis to the general ledger control accounts. 3) Condition: The loan receivable balances in the general ledger were not fully reconciled to the subsidiary system during the year. 4) Cause: The Organization experienced a change in outside accounting services during the year and had a gap in services for part of the year. As a result, certain accounting processes and reconciliations were behind schedule. 5) Effect: Without timely reconciliation procedures, loans receivable could be incorrectly reported in the financial statements. 6) Questioned costs: No questioned costs were identified. 7) Prevalence or consequence: Partial reconciliation of loan balances was performed, however the full reconciliation was completed during the audit process. 8) Repeated audit finding: This is not a repeat finding. 9) We recommend that reconciliations of loans receivable be completed on a monthly basis by the outside accounting service provider. The reconciliations should be reviewed and approved by management. 10) Views of responsible officials at auditee: We agree with the finding and recommendation regarding reconciliation of the loan receivable accounts. Procedures have been put into place beginning September 1, 2024 for reconciliations to be submitted to management for review and approval. In addition, a meeting will be held with the outside accounting services team to review all lending activity for proper reporting.

Categories

Reporting Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 497893 2023-001
    Significant Deficiency
  • 497894 2023-001
    Significant Deficiency
  • 1074336 2023-001
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.239 Home Investment Partnerships Program $690,000
21.024 Community Development Financial Institutions Rapid Response Program (cdfi Rrp) $668,921
14.218 Community Development Block Grants/entitlement Grants $340,000
21.033 Community Development Financial Institutions Fund Equitable Recovery Program (cdfi Erp) $8,202