Finding 1073421 (2023-004)

Material Weakness
Requirement
H
Questioned Costs
$1
Year
2023
Accepted
2024-09-16
Audit: 319725
Organization: Trilogy, Inc. (IL)

AI Summary

  • Core Issue: Costs of $7,253 were charged to the grant outside the approved period of performance.
  • Impacted Requirements: Costs must only be charged during the approved budget period as per federal regulations (2 CFR sections 200.308, 200.309, 200.403(h)).
  • Recommended Follow-Up: Revise cost allocation processes to include additional reviews for expenses, especially in the first and last month of the grant period.

Finding Text

Finding 2023-004 – Period of Performance Federal Agency: Department of Health and Human Services Federal program title: Block Grants for Community Mental Health Services Assistance Listing Number: 93.958 Pass-Through Agency: Illinois Department of Human Services Pass-Through Number: 45CBB04278; 45CBB03514; 45CBB00648 Award Period: 07/01/2022 – 06/30/2023 Criteria or specific requirement: A non-federal entity may charge only allowable costs incurred during the approved budget period of a federal award's period of performance and any costs incurred before the federal awarding agency or pass-through entity made the federal award that were authorized by the federal awarding agency or pass-through entity (2 CFR sections 200.308 200.309 and 200.403(h)). A period of performance may contain one or more budget periods. Condition: Costs outside of the period of performance were charged to the grant. Questioned Costs: $7,253 Context: Four (4) of the sixteen (16) transactions selected for testing. Cause: The Organization did not have a control in place to ensure the proper cut-off of expense charged to federal awards. Effect: The Organization allocated unallowable costs to the federal grant. Repeat Finding: No Recommendation: Management should review and revise its process for allocating costs to federal grants to include additional layers of review related to the cut-off of grant expenditures. Particular attention should be focused on the first and last month of the grant budget period. Views of responsible officials: There is no disagreement with the audit finding.

Categories

Questioned Costs Allowable Costs / Cost Principles Subrecipient Monitoring

Other Findings in this Audit

  • 496978 2023-003
    Material Weakness Repeat
  • 496979 2023-004
    Material Weakness
  • 496980 2023-005
    Material Weakness
  • 1073420 2023-003
    Material Weakness Repeat
  • 1073422 2023-005
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
93.958 Block Grants for Community Mental Health Services $781,410
14.267 Continuum of Care Program $327,015
14.218 Community Development Block Grants/entitlement Grants $285,590
93.959 Block Grants for Prevention and Treatment of Substance Abuse $276,463
93.150 Projects for Assistance in Transition From Homelessness (path) $85,000
21.027 Coronavirus State and Local Fiscal Recovery Funds $58,452
93.243 Substance Abuse and Mental Health Services_projects of Regional and National Significance $42,412