Finding 1073313 (2022-007)

Significant Deficiency
Requirement
AB
Questioned Costs
-
Year
2022
Accepted
2024-09-16

AI Summary

  • Core Issue: Payroll allocation error led to 100% of salaries being charged to the Housing Choice Voucher Program instead of the approved 64% due to internal control failures.
  • Impacted Requirements: This violates compliance requirements for allowable costs as per 2 CFR § 200.430, which mandates reasonable compensation aligned with established policies.
  • Recommended Follow-Up: The Executive Director and Financial Director must implement measures to ensure accurate payroll allocations for all programs in future payroll processes.

Finding Text

Payroll Allocations Finding Number: 2022-007 Assistance Listing Number and Title: AL # 14.871 - Section 8 Housing Choice Vouchers/Housing Voucher Cluster Federal Award Identification Number / Year: 2022 Federal Agency: U.S. Department of Housing and Urban Development Compliance Requirement: Activities Allowed or Unallowed and Allowable Costs/Cost Principles Pass-Through Entity: N/A Repeat Finding from Prior Audit? No Noncompliance and Significant Deficiency 2 CFR § 2400.101 gives regulatory effect to the Department of Housing and Urban Development for 2 C.F.R. § 200.430 which provides, in part, that costs of compensation are allowable to the extent that they satisfy the specific requirements of this part, and that the total compensation for individual employees is reasonable for the services rendered and conforms to the established written policy of the non-Federal entity consistently applied to both Federal and non-Federal activities. The Authority approved a standard allocation of 64% of administrative salaries to the Housing Choice Voucher (HCV) Program. However, due to a failure of internal controls when a fire at the Authority offices limited staff access to the Office resulting in the Executive Director circumventing established controls to process payroll, one payroll processed during 2022 allocated 100% of salaries to the HCV Program rather than the approved 64%. The total amount posted to HCV in error was $3,348. The Executive Director and Financial Director should ensure that all payroll is correctly allocated by program for every payroll.

Categories

Allowable Costs / Cost Principles HUD Housing Programs

Other Findings in this Audit

  • 496868 2022-004
    Material Weakness Repeat
  • 496869 2022-005
    Material Weakness
  • 496870 2022-006
    Material Weakness
  • 496871 2022-007
    Significant Deficiency
  • 496872 2022-008
    Material Weakness
  • 496873 2022-009
    Material Weakness Repeat
  • 496874 2022-004
    Material Weakness Repeat
  • 496875 2022-005
    Material Weakness
  • 496876 2022-006
    Material Weakness
  • 496877 2022-007
    Significant Deficiency
  • 496878 2022-008
    Material Weakness
  • 496879 2022-009
    Material Weakness Repeat
  • 1073310 2022-004
    Material Weakness Repeat
  • 1073311 2022-005
    Material Weakness
  • 1073312 2022-006
    Material Weakness
  • 1073314 2022-008
    Material Weakness
  • 1073315 2022-009
    Material Weakness Repeat
  • 1073316 2022-004
    Material Weakness Repeat
  • 1073317 2022-005
    Material Weakness
  • 1073318 2022-006
    Material Weakness
  • 1073319 2022-007
    Significant Deficiency
  • 1073320 2022-008
    Material Weakness
  • 1073321 2022-009
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
14.850 Public and Indian Housing $449,832
14.238 Shelter Plus Care $259,563
14.871 Section 8 Housing Choice Vouchers $128,932
14.896 Family Self-Sufficiency Program $77,098
14.872 Public Housing Capital Fund $48,931