Finding 10682 (2022-001)

Significant Deficiency Repeat Finding
Requirement
C
Questioned Costs
-
Year
2022
Accepted
2024-01-30

AI Summary

  • Core Issue: The organization mistakenly received reimbursement for the same expenses twice due to voided checks being reissued.
  • Impacted Requirements: Compliance with cash management rules for federal funds, specifically ensuring expenses are incurred before requesting reimbursement.
  • Recommended Follow-Up: Improve internal controls and timely reconciliation processes in the finance department to prevent future errors.

Finding Text

Finding 2022-001 – Cash Management Federal program and specific federal award U.S. Department of Health and Human Services (HHS) 93.224 Consolidated Health Centers (Community Health Centers, Migrant Health Centers, Health Care for the Homeless, Public Housing Primary Care, and School Based Health Centers); (HHS Community Health Center Program) Type of Finding: Compliance and significant deficiency in internal control over compliance Specific requirement-criteria Under cash management of federal funds, when funded under the reimbursement method, funds reimbursed under a federal program should be paid or incurred by the Organization prior to the date for which reimbursement was requested, or within the program’s specified time frame. Condition-context In a sample of two request for federal fund draws (draws) under cash management, we noted that one draw included four voided checks that totaled $41,133. The voided checks had been reissued and included on a subsequent draw request as well. Accordingly, the cash disbursements were mistakenly reimbursed twice. The organization was able to identify additional qualifying payroll expenses that occurred in the months of April 2022, May 2022, and June 2022. Cause Due to open positions in the finance department, untimely reconciliation of expenses charged to the grants, misstatements, intentional or unintentional, occurred during fiscal year 2022. During 2022, the Associated hired contract financial consultants to aid in the open positions and bring financial information up to date. The vacancies caused catch up to be completed by the contracted financial consultants. Effect or potential effect Risk that unapproved or unallowable expenditures are reimbursed by federal agency. Questioned costs None Repeat finding Yes, see finding 2021-002.

Corrective Action Plan

Recommendation: We recommend that management prepare federal draw down schedules on a more timely basis to ensure the accuracy and completeness of the support for all grant expenditures. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: We agreed with the above comment and the Organization has engaged consultants to assist in creating a more robust system to document the supporting expenditures that are charged to the grant to ensure the timing of grant expenditures and allowability are appropriate. Name of the contact person responsible for corrective action: Doni Miller, President & Chief Executive Officer Planned completion date for corrective action plan: 2023

Categories

Cash Management Allowable Costs / Cost Principles HUD Housing Programs Reporting Significant Deficiency

Other Findings in this Audit

  • 10683 2022-002
    Significant Deficiency Repeat
  • 10684 2022-003
    Significant Deficiency
  • 10685 2022-004
    -
  • 10686 2022-005
    - Repeat
  • 587124 2022-001
    Significant Deficiency Repeat
  • 587125 2022-002
    Significant Deficiency Repeat
  • 587126 2022-003
    Significant Deficiency
  • 587127 2022-004
    -
  • 587128 2022-005
    - Repeat

Programs in Audit

ALN Program Name Expenditures
93.224 Consolidated Health Centers (community Health Centers, Migrant Health Centers, Health Care for the Homeless, and Public Housing Primary Care) $882,503
93.526 Affordable Care Act (aca) Grants for Capital Development in Health Centers $259,270
14.218 Community Development Block Grants/entitlement Grants $73,075
93.044 Special Programs for the Aging_title Iii, Part B_grants for Supportive Services and Senior Centers $33,894
93.498 Provider Relief Fund $29,313
10.557 Special Supplemental Nutrition Program for Women, Infants, and Children $24,165
93.461 Covid-19 Testing for the Uninsured $2,627