Finding 10669 (2023-003)

Material Weakness
Requirement
I
Questioned Costs
-
Year
2023
Accepted
2024-01-30
Audit: 14333
Organization: City of Port Huron, Michigan (MI)

AI Summary

  • Core Issue: The City failed to verify compliance with its internal procurement policy for 4 out of 22 tested expenditures.
  • Impacted Requirements: Compliance with 2 CFR 200.319 and 200.320 is necessary for all purchases made with federal funds.
  • Recommended Follow-Up: Implement additional internal controls to ensure adherence to procurement policies and enhance communication among departments.

Finding Text

Assistance Listing Number, Federal Agency, and Program Name - ALN 21 .027, Department of the Treasury, Coronavirus State and Local Fiscal Recovery Fund Federal Award Identification Number and Year - SLFRP2024-2001 Pass-through Entity - Not applicable Finding Type - Material weakness and material noncompliance with laws and regulations Repeat Finding - No Criteria - The City should ensure there is a process in place, prior to theprocurement of goods and services, to verify that the City has followed its internal procurement policy pursuant to 2 CFR 200.319 and 200.320. Condition - We identified 4 expenditures, during testing, that the City did not verify were in accordance with its internal procurement policy, pursuant to 2 CFR 200.319 and 200.320 prior to entering into contracts with award funds. Questioned Costs - None Identification of How Questioned Costs Were Computed - Not applicable Context - From July 1, 2022 through June 30, 2023, any good or service purchased by the City is subject to the City's internal procurement policy, pursuant to 2 CFR 200.319 and 200.320. We selected 22 expenditures for testing, and 4 lacked evidence of the City following its internal procurement policy. However, based on our testing, we noted that all 4 expenditures were allowable under the terms of the grant, thereby creating no questioned costs. Cause and Effect - The City is required to verify that there is a process in place to ensure all eligible expenditures adhere to its internal procurement policy, pursuant to 2 CFR 200.319 and 200.320. The City did not complete this requirement due to override of preexisting controls implemented by the City. Recommendation - We recommend that an additional internal control be put in place to ensure that all eligible expenditures adhere to the City's internal procurement policy. Views of Responsible Officials and Planned Corrective Actions - Procedures have already been put into place to ensure that each purchase adheres to the internal purchasing policies. City management and staff will continue to improve communication with and between departments to ensure all staff understand the purchasing policy.

Corrective Action Plan

Condition: We identified 4 expenditures, during testing, that the City did not verify were in accordance with their internal procurement policy, pursuant to 2 CFR 200.319 and 200.320 prior to entering into contracts with award funds. Planned Corrective Action: Procedures have already been put into place to ensure that each purchase adheres to the internal purchasing policies. City of Port Huron management and staff will continue to improve communication with and between departments to ensure all staff understands the purchasing policy. Contact person responsible for corrective action: Lee Ward, Director of Finance. Anticipated Completion Date: 12/15/2023

Categories

Procurement, Suspension & Debarment Subrecipient Monitoring Material Weakness

Other Findings in this Audit

  • 10668 2023-002
    Material Weakness Repeat
  • 587110 2023-002
    Material Weakness Repeat
  • 587111 2023-003
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $7.40M
15.916 Outdoor Recreation_acquisition, Development and Planning $300,000
14.218 Community Development Block Grants/entitlement Grants $54,990
16.710 Public Safety Partnership and Community Policing Grants $14,815
14.239 Home Investment Partnerships Program $11,525
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $11,222
16.607 Bulletproof Vest Partnership Program $6,508
97.067 Homeland Security Grant Program $4,871
20.600 State and Community Highway Safety $4,676