Finding 1061538 (2022-003)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2024-08-26

AI Summary

  • Core Issue: The Organization failed to submit monthly expenditure reports on time, violating the grant agreement.
  • Impacted Requirements: Timely reporting is essential for Multnomah County to monitor grant activities effectively.
  • Recommended Follow-Up: Develop and implement internal control processes to ensure timely filing of reports.

Finding Text

Identification of the federal program: 93.568 – Low-Income Home Energy Assistance Program Compliance finding over reporting and significant deficiency in internal controls related to reporting Criteria: In accordance with the grant agreement between El Programa Hispano Catolico and Multnomah County, the Organization is to submit monthly expenditure reports by the 20th calendar day of the month following the month in which the expenditures were incurred. Condition: The Organization did not submit financial reports timely to Multnomah County. Cause: Internal control processes and procedures were not in place to ensure required monthly reports were filed timely. Effect: Multnomah County relies on monthly reports to monitor the activities of the Organization, and without these reports, Multnomah County cannot provide sufficient oversight of grant activities. Questioned Costs: None Recommendations: We recommend the Organization develop internal control processes and procedures to ensure reports are filed timely. Views of responsible officials: We agree with the need for internal control processes and procedures to ensure the finance team files reports timely. During the audited period, the financial reporting was transitioning to EPHC from Catholic Charities, and staff were hired and trained on the financial reporting. Within 6 months of this transition starting, reports were submitted timely. Finance team members are following these processes on a consistent basis moving forward.

Categories

Internal Control / Segregation of Duties Reporting Significant Deficiency

Other Findings in this Audit

  • 485094 2022-002
    Significant Deficiency
  • 485095 2022-003
    Significant Deficiency
  • 485096 2022-003
    Significant Deficiency
  • 1061536 2022-002
    Significant Deficiency
  • 1061537 2022-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.568 Low-Income Home Energy Assistance $644,355
14.267 Continuum of Care Program $338,403
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $285,029
21.023 Emergency Rental Assistance Program $257,615
16.575 Crime Victim Assistance $158,868
93.045 Special Programs for the Aging_title Iii, Part C_nutrition Services $108,593
14.218 Community Development Block Grants/entitlement Grants $59,186
93.136 Injury Prevention and Control Research and State and Community Based Programs $50,600
93.268 Immunization Cooperative Agreements $49,533
93.569 Community Services Block Grant $48,805
84.287 Twenty-First Century Community Learning Centers $22,437
16.588 Violence Against Women Formula Grants $12,493
93.044 Special Programs for the Aging_title Iii, Part B_grants for Supportive Services and Senior Centers $8,021
93.671 Family Violence Prevention and Services/domestic Violence Shelter and Supportive Services $6,254
10.561 State Administrative Matching Grants for the Supplemental Nutrition Assistance Program $5,584
14.231 Violence Against Women Formula Grants $5,429
93.052 National Family Caregiver Support, Title Iii, Part E $3,290
93.053 Nutrition Services Incentive Program $2,573
21.027 Coronavirus State and Local Fiscal Recovery Funds $525