Finding 1061520 (2023-003)

-
Requirement
B
Questioned Costs
$1
Year
2023
Accepted
2024-08-26
Audit: 317854
Organization: City of Joliet (IL)

AI Summary

  • Core Issue: The City did not keep necessary records for a CDBG expense of $4,900.
  • Impacted Requirements: This violates the requirement to maintain adequate documentation as per 24 CFR 570.506.
  • Recommended Follow-Up: The City should establish a procedure to ensure all grant expenses have proper documentation moving forward.

Finding Text

Criteria or Specific Requirement: Recipients of the Community Development Block Grant (CDBG) must maintain adequate records and documentation in support of all costs, as set forth in 24 CFR 570.506. Condition: During the course of the audit, it was noted the City failed to retain supporting documentation for CDBG expenditures. Questioned Costs: $4,900. Context: Of the eleven expenses selected for testing, it was noted the City did not retain documentation for one expense totaling $4,900. Effect: Without supporting documentation, the expenditure cannot be sustained as an allowable cost. Cause: The City's review procedures over grant expenses were not operating effectively to ensure that documentation was retained for all grant expenses. Recommendation: We recommend the City take steps to ensure support is retained for all grant expenses. Management’s Response: The City will implement an internal procedure to ensure proper documentation is retained for all grant expenses.

Categories

Questioned Costs Allowable Costs / Cost Principles

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $3.08M
66.468 Capitalization Grants for Drinking Water State Revolving Funds $1.28M
66.458 Capitalization Grants for Clean Water State Revolving Funds $762,913
20.205 Highway Planning and Construction $220,121
20.600 State and Community Highway Safety $206,541
16.745 Criminal and Juvenile Justice and Mental Health Collaboration Program $100,241
97.074 Ileas Grant $43,239
14.218 Community Development Block Grants/entitlement Grants $40,500
14.239 Home Investment Partnerships Program $33,526
15.904 Historic Preservation Fund Grants-in-Aid $32,000
16.300 Law Enforcement Assistance_fbi Advanced Police Training $22,421
95.001 High Intensity Drug Trafficking Areas Program $22,088
16.302 Law Enforcement Assistance_fbi Field Police Training $17,330
93.667 Social Services Block Grant $11,905
16.738 Edward Byrne Memorial Justice Assistance Grant Program $785