Finding 1057661 (2023-002)

Material Weakness
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2024-08-16

AI Summary

  • Core Issue: The City failed to submit the required quarterly Project and Expenditure reports for fiscal year 2023.
  • Impacted Requirements: This non-compliance violates 2 CFR section 200.328, which mandates specific reporting on program outlays and income.
  • Recommended Follow-up: The City should establish procedures to ensure timely preparation and filing of these reports.

Finding Text

2023-002 U.S. Department of the Treasury COVID-19 – Coronavirus State and Local Fiscal Recovery Funds Material Weakness in Internal Controls and Compliance Finding Criteria: Per 2 CFR section 200.328 of the Uniform Guidance, each recipient must report program outlays and program income on a cash or accrual basis, as prescribed by the federal awarding agency. The compliance supplement identifies four Key Line Items required to be reported to the federal awarding agency which include (1) current period obligation, (2) cumulative obligation, (3) current period expenditure and (4) cumulative expenditure. Condition: The City did not prepare and file the four required quarterly Project and Expenditure reports for fiscal year 2023. Cause: The City was not aware of the timing of grant reporting requirements. Effect: The City is not in compliance with the federal award reporting requirements. Questioned Costs: None Repeat Finding from Prior Year: No. Recommendation: The City should implement procedures to prepare Project and Expenditure reports in a timely manner. Views of Responsible Official: Management agrees with the finding.

Categories

Material Weakness Reporting Program Income Internal Control / Segregation of Duties

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $3.06M
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $373,009
14.218 Community Development Block Grants/entitlement Grants $303,594
10.553 School Breakfast Program $174,890
93.243 Substance Abuse and Mental Health Services_projects of Regional and National Significance $136,803
84.367 Improving Teacher Quality State Grants $72,261
10.555 National School Lunch Program $65,877
14.239 Home Investment Partnerships Program $60,000
93.788 Opioid Str $51,185
84.287 Twenty-First Century Community Learning Centers $45,321
84.027 Special Education_grants to States $30,792
84.010 Title I Grants to Local Educational Agencies $27,156
84.048 Career and Technical Education -- Basic Grants to States $15,538
84.196 Education for Homeless Children and Youth $15,206
84.173 Special Education_preschool Grants $12,421
16.922 Equitable Sharing Program $9,308
11.417 Sea Grant Support $8,600
20.600 State and Community Highway Safety $8,474
45.310 Grants to States $7,386
84.425 Education Stabilization Fund $7,000
97.044 Assistance to Firefighters Grant $3,597
15.U01 Enhc Visitor Center Grant $2,500
93.044 Special Programs for the Aging_title Iii, Part B_grants for Supportive Services and Senior Centers $2,460
93.758 Preventive Health and Health Services Block Grant Funded Solely with Prevention and Public Health Funds (pphf) $617
93.959 Block Grants for Prevention and Treatment of Substance Abuse $426
84.365 English Language Acquisition State Grants $256
84.424 Student Support and Academic Enrichment Program $26