Finding 1057394 (2021-004)

Significant Deficiency Repeat Finding
Requirement
A
Questioned Costs
$1
Year
2021
Accepted
2024-08-12
Audit: 317065
Organization: Luna County (NM)
Auditor: Cordova CPAS LLC

AI Summary

  • Core Issue: The County exceeded the HIDTA overtime limit for one employee, paying $30,941 instead of the allowed $21,720.
  • Impacted Requirements: This violation breaches HIDTA Program Policy, which caps overtime at 25% of a GS-12 salary.
  • Recommended Follow-Up: Implement a tracking system for overtime to ensure compliance and monitor all Federal program limits moving forward.

Finding Text

2021‐004 (2020‐005) — High Intensity Drug Trafficking Areas (HIDTA) Overtime Violation (Significant Deficiency) (Repeated) Condition: During the fiscal year June 30, 2021, the County had one employee who was paid more than the allowed amount of overtime per the HIDTA Maximum Overtime amounts requirement. This individual was paid a total of $30,941 in overtime from multiple programs, however this is more than the allowed amount of $21,720 which is 25% of the maximum amount of a GS-12’s salary of $86,881. There was no management progress during fiscal year 2021. Criteria: The HIDTA Program Policy and Budget Guidance and their Office of National Drug Control Policy 7.12.2 Maximum Overtime Amounts states that: “HIDTA-funded annual overtime for individual state, local, and tribal law enforcement officers and uniformed Federal agents shall not exceed the lower of: (1) applicable state, local, and tribal regulations of officer’s parent agency; or (2) 25 percent of the Federal GS-12, Step 1 level pay scale for “Rest of U.S.” in the law enforcement general schedule (GS) in effect at the beginning of the calendar year (CY), the parent agency’s FY, or other 12-month period selected by the parent agency. In addition, this reimbursable overtime rate is the maximum that an officer can receive during the current year, fiscal year, or other 12-month period from all Federal funding sources combined. As the cap on overtime from all Federal sources is imposed by other Federal agencies, including the Department of Justice (DOJ) and Department of Homeland Security (DHS), ONDCP has no authority to waive or increase Federal overtime authorized for HIDTA task force officers who will exceed the limit. Effect: The County is in violation of the HIDTA Overtime requirement. Cause: The County was not keeping track of the overtime being done in total for the HIDTA program. Auditor’s Recommendation: We recommend that the County implement a system to ensure that all law enforcement employees not have overtime pay over the required amount for each fiscal year Agency’s Response: Luna County management along with the Program Commander and Luna County Sheriff will monitor OT more closely to ensure that no employee exceeds the maximum allowable earnings. Luna County will be monitoring closely all Federal programs to ensure compliance with contract/award guidelines on combined OT limits. In addition, the one employee this affected is no longer an employee, however Luna County will continue due diligence to ensure that OT limits are strictly adhered to. Internal controls will be implemented during fiscal year 2022.

Categories

Questioned Costs Subrecipient Monitoring Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 480951 2021-006
    Significant Deficiency Repeat
  • 480952 2021-004
    Significant Deficiency Repeat
  • 1057393 2021-006
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
97.067 Homeland Security Grant Program $811,859
93.870 Maternal, Infant and Early Childhood Home Visiting Grant $731,432
95.001 High Intensity Drug Trafficking Areas Program $479,151
21.019 Coronavirus Relief Fund $412,676
16.575 Crime Victim Assistance $86,220
97.042 Emergency Management Performance Grants $37,430
15.230 Invasive and Noxious Plant Management $33,790
20.616 National Priority Safety Programs $26,718
97.024 Emergency Food and Shelter National Board Program $2,560
20.608 Minimum Penalties for Repeat Offenders for Driving While Intoxicated $1,338