Finding 1056935 (2021-001)

Significant Deficiency Repeat Finding
Requirement
B
Questioned Costs
-
Year
2023
Accepted
2024-08-05
Audit: 316679
Auditor: Mp Group INC

AI Summary

  • Core Issue: There was an error in one travel reimbursement due to outdated federal per diem rates, resulting in an employee being underpaid by less than $14.
  • Impacted Requirements: Internal controls over disbursements were not properly maintained, leading to inconsistent updates of federal mileage per diem rates.
  • Recommended Follow-Up: Management should implement a system to regularly verify and update federal per diem rates and ensure thorough checks on travel vouchers for accuracy.

Finding Text

Criteria: Sound internal control policies should include controls over disbursements; disbursements should include, at a minimum, supporting documentation, and documentation of review and approval of the disbursement. The Association uses the current federal per diem rates for mileage reimbursement and overnight travel. Condition: During our control and compliance test work over cash disbursements related to Circuit Rider, we tested ten disbursements (checks), which included six related to travel reimbursements and four other disbursements. The six travel reimbursement checks consisted of twenty separate travel reimbursement requests for mileage and other per diem to be reimbursed at federal per diem rates. The other disbursements were for non-travel items purchased. The error was as follows:         One of the twenty travel reimbursements tested contained incorrect federal per diem rates. The total errors were less than $14 in which one employee was underpaid. Cause: Proper internal control procedures are not maintained to ensure federal mileage per diems are updated accurately and calculated correctly. Effect: The Association is not consistently updating current federal mileage per diem rates for travel reimbursements. Questioned Costs: None. Context: Management did not update federal quarterly per diem rates accurately. The rate was .65 per mile instead of .655 per mile on the one travel tested. Recommendation: We recommend that management continue to review current per diems to ensure the per diem rates for mileage are accurate. There should be a system to check the federal per diem rates periodically to ensure the rates are updated timely. Management View and Corrective Action Plan: It is management's policy to update and distribute travel reimbursement forms with new mileage and per diem rates the first of each calendar year, and at any other time the rates may change. Federal per diem and travel rates will be verified on a monthly basis to ensure that the most current rates are being used. Formulas in travel vouchers will be checked to make sure that they have not been changed and that they calculate properly. A staff person will review all travel vouchers to verify that rates and calculations are correct prior to the vouchers being paid. Federal Award Findings and Questioned Costs (Non Compliance): None.

Categories

Procurement, Suspension & Debarment Cash Management Internal Control / Segregation of Duties

Other Findings in this Audit

  • 480493 2021-001
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
10.U01 Circuit Rider $388,741
10.761 Technical Assistance and Training Grants Ww $257,006
66.424 Section 1442 of Safe Drinking Water $136,876
10.761 Apprenticeship Program $127,436
10.U02 Ag Sourcewater $117,486
10.761 Energy Efficiency $87,123
66.446 Wastewater Tribal Community Technical Assistance Program $19,982
66.446 Technical Assistance for Small and Rural Decentralized Wastewater Systems $6,105
66.436 Private Waterwell Technical Assistance and Training Grants $1,770
66.446 Training and Technical Assistance for Wastewater Lagoons $1,040