Finding 1055856 (2023-001)

Significant Deficiency
Requirement
P
Questioned Costs
-
Year
2023
Accepted
2024-07-25

AI Summary

  • Core Issue: Internal controls for the timesheet approval process were ineffective, leading to delays in supervisor approvals for 15 out of 178 timesheets.
  • Impacted Requirements: The Organization's policy mandates timely sign-off by both employees and supervisors, which was not consistently followed.
  • Recommended Follow-Up: Review and improve the timesheet process, ensuring all employees and supervisors receive proper training on the policy.

Finding Text

Condition: The internal controls over the timesheet approval process were not operating properly. As a result, employee timesheets were not approved by a supervisor within a reasonable timeframe in 15 of the 178 timesheets selected for testing and 1 of the 178 timesheets lacked a date for the supervisor signoff. Timesheets were also not signed by the employee within a reasonable timeframe in 1 of the 178 timesheets selected for testing. Criteria: The Organization’s policy requires sign off on all timesheets by the employee preparing the timesheet as well as documented approval by the supervisor. Proper functioning internal controls would result in the organization having consistent sign off and approval on all employee timesheets before time recorded is paid out. Cause: The system of controls over the timesheet approval process did not operate properly to allow for the organization to have consistent procedures in place to allow for employee sign off and supervisor approval. Effect: The Organization was not in compliance with their internal policy regarding timesheet preparation and approval. Recommendation: The Organization should review the current timesheet preparation and approval process to allow for a consistent procedure to be put in place and followed throughout the year. All employees and supervisors should be adequately trained on this policy.

Categories

Internal Control / Segregation of Duties

Other Findings in this Audit

  • 479414 2023-001
    Significant Deficiency
  • 479415 2023-002
    Significant Deficiency
  • 1055857 2023-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
16.575 Crime Victim Assistance $3.51M
16.839 Stop School Violence $449,108
93.243 Substance Abuse and Mental Health Services Projects of Regional and National Significance $126,621
93.671 Family Violence Prevention and Services/domestic Violence Shelter and Supportive Services $21,845