Finding 1055595 (2023-001)

Material Weakness
Requirement
B
Questioned Costs
-
Year
2023
Accepted
2024-07-22
Audit: 315643
Organization: The Warren Center, Inc, (TX)

AI Summary

  • Core Issue: There is a material weakness in internal controls over compliance related to allowable costs for Special Education grants.
  • Impacted Requirements: Timesheets must match payroll registers to ensure accurate allocation of costs to grant activities.
  • Recommended Follow-Up: Management should verify that all amounts charged to grants align with timesheets and payroll before submitting reimbursement requests.

Finding Text

Finding 2023-001: Allowable costs – material weakness in internal controls over compliance and compliance finding. Special Education - Grants for Infants and Families ALN 84.181 Early Childhood Intervention Services Criteria: The Organization’s internal control procedures over compliance specify that all employees maintain timesheets with hours that agree to the payroll register and support the amounts allocated to grant activities. Condition: During allowable cost testing for federal and state grants, for 2 of the 25 payroll transactions tested, the amount charged to the grant did not agree to the employee's timesheet. Cause: The Organization had turnover in the accounting department that resulted in oversight. Effect: The cumulative effect of the exceptions noted during tested resulted in the grants being overcharged by the Organization. Questioned Costs: None Recommendation: Management should ensure amounts charged to the grants agree to timesheets and payroll registers before the request for reimbursement is submitted. Management’s Response: See corrective action plan

Categories

Internal Control / Segregation of Duties Allowable Costs / Cost Principles Cash Management Material Weakness

Other Findings in this Audit

  • 479153 2023-001
    Material Weakness
  • 479154 2023-002
    Significant Deficiency
  • 479155 2023-003
    Significant Deficiency
  • 1055596 2023-002
    Significant Deficiency
  • 1055597 2023-003
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.181 Special Education-Grants for Infants and Families $1.39M
93.498 Provider Relief Fund $223,945
84.027 Special Education_grants to States $218,880
93.558 Temporary Assistance for Needy Families $214,101
93.434 Every Student Succeeds Act/preschool Development Grants $167,362
84.325 Special Education - Personnel Development to Improve Services and Results for Children with Disabilities $8,937