Finding 10445 (2023-006)

Significant Deficiency
Requirement
A
Questioned Costs
-
Year
2023
Accepted
2024-01-29

AI Summary

  • Core Issue: The District improperly charged $3,341 in unallowable costs to the COVID-19 grant due to an employee's duties not related to pandemic response.
  • Impacted Requirements: Compliance with Uniform Guidance Cost Principles and internal controls under 2 CFR 200.303 was not maintained.
  • Recommended Follow-Up: Establish procedures for fiscal management review of all grant expenditures to prevent future errors.

Finding Text

2023-006: Unallowable Costs Federal Agency: Department of Education Federal Program: COVID-19 Higher Education Emergency Relief Funds (HEERF)/Coronavirus Aid, Relief and Economic Security (CARES) Act – Institutional Portion Assistance Listing Number: 84.425F Federal Award Identification Number and Year: P425E205093 Award Period: July 1, 2022 to June 30, 2023 Type of Finding: Significant Deficiency in Internal Control over Compliance and Other Matters Criteria: The Uniform Guidance Cost Principles described in 2 CFR Part 200, Compensation, states that costs of compensation are allowable to the extent that they satisfy the specific requirements of the grant and that total compensation for individual employees is reasonable for the services rendered. Salaries and benefits are allowable for this grant as long as the job duties are a result of responding to the pandemic. In addition, 2 CFR 200.303, nonfederal entities receiving federal awards are required to establish and maintain internal controls designed to reasonably ensure compliance with federal laws, regulations and program compliance requirements. Condition: The District charged unallowable costs to the grant related to an employee whose job duties were not related to the pandemic. Questioned Costs: $3,341 Context: The District expended $1,951,384 in HEERF – Institutional Portion funds for direct costs during the fiscal year. The value of the sample tested was $22,736. Cause: The District charged payroll costs for an employee in error. Effect: Noncompliance with allowable cost principles. Repeat Finding: This was not a finding in the prior year. Recommendation: Implement procedures to ensure all grant expenditures are reviewed by fiscal management for additional review. Views of responsible officials: Management concurs with the finding and plans to correct the finding.

Corrective Action Plan

2023-006: Unallowable Costs Recommendation: Implement procedures to ensure all grant expenditures are reviewed by fiscal management for additional review. Action taken in response to finding: Incorrectly charged amounts will be journalled to the correct account in 2023-24. All future grant related payroll expenses will be reviewed by the finance/fiscal team and management. Name of the contact person responsible for corrective action: Susan Wheat, Vice President of Finance and Administration Planned completion date for corrective action plan: January 2024

Categories

Allowable Costs / Cost Principles

Other Findings in this Audit

  • 10428 2023-001
    Significant Deficiency
  • 10429 2023-002
    Significant Deficiency
  • 10430 2023-002
    Significant Deficiency
  • 10431 2023-002
    Significant Deficiency
  • 10432 2023-002
    Significant Deficiency
  • 10433 2023-003
    Significant Deficiency
  • 10434 2023-003
    Significant Deficiency
  • 10435 2023-003
    Significant Deficiency
  • 10436 2023-003
    Significant Deficiency
  • 10437 2023-004
    Material Weakness Repeat
  • 10438 2023-004
    Material Weakness Repeat
  • 10439 2023-004
    Material Weakness Repeat
  • 10440 2023-004
    Material Weakness Repeat
  • 10441 2023-005
    Material Weakness
  • 10442 2023-005
    Material Weakness
  • 10443 2023-005
    Material Weakness
  • 10444 2023-005
    Material Weakness
  • 586870 2023-001
    Significant Deficiency
  • 586871 2023-002
    Significant Deficiency
  • 586872 2023-002
    Significant Deficiency
  • 586873 2023-002
    Significant Deficiency
  • 586874 2023-002
    Significant Deficiency
  • 586875 2023-003
    Significant Deficiency
  • 586876 2023-003
    Significant Deficiency
  • 586877 2023-003
    Significant Deficiency
  • 586878 2023-003
    Significant Deficiency
  • 586879 2023-004
    Material Weakness Repeat
  • 586880 2023-004
    Material Weakness Repeat
  • 586881 2023-004
    Material Weakness Repeat
  • 586882 2023-004
    Material Weakness Repeat
  • 586883 2023-005
    Material Weakness
  • 586884 2023-005
    Material Weakness
  • 586885 2023-005
    Material Weakness
  • 586886 2023-005
    Material Weakness
  • 586887 2023-006
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.063 Federal Pell Grant Program $7.58M
84.425 Covid-19 Heerf - Institutional $1.95M
84.268 William D. Ford Direct Loan Program $1.17M
84.048 Perkins Title I-C (basic Grants to States) $333,414
84.007 Federal Supplemental Educational Opportunity Grants $174,774
84.033 Federal Work-Study Program $143,187
93.658 Foster-Kinship Care Education $74,141
93.558 Temporary Assistance for Needy Families $46,069
64.028 Veteran Assistance Title 38 $1,949
21.027 Covid-19 Sfrf Emergency Financial Assistance $1,754