Finding 10286 (2023-004)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2024-01-26

AI Summary

  • Core Issue: The Center submitted inaccurate reports for HEERF funds, failing to meet the requirements of the CARES Act.
  • Impacted Requirements: Reports for the quarter ending September 30, 2022, and the 2022 HEERF Annual Report did not comply with Section 18004(e) of the CARES Act.
  • Recommended Follow-Up: Assign a dedicated individual to oversee reporting compliance and submit corrected reports to ensure accurate public data.

Finding Text

Criteria: Section 18004(e) of the Coronavirus Aid, Relief and Economic Security Act (CARES Act), directed institutions receiving funds under Section 18004 of the Act, to submit a new, separate form covering aggregate amounts spent for HEERF I, HEERF II and HEERF III funds each quarterly reporting period (September 30, December 31, March 31, June 30), concluding after an institution has expended and liquidated all (a)(1) Institutional Portion, (a)(2) and (a)(3) funds and checks the "final report" box. Condition/Context: The Center posted two inaccurate reports to their website, including the Quarterly Budget and Expenditure Reporting under CARES Act Sections 18004(a)(1) Institutional Portion, 18004(a)2), and 18004(a)(3) reports covering the quarter ending September 30, 2022 and the 2022 HEERF Annual Report. The two reports tested did not comply with requirements. Effect: The Center did not provide the public with accurate and reliable data related to the 18004 (a)(3) funds. Cause: The Center did not report the correct amounts on the reports covering the quarter ending September 30, 2022 and the 2022 HEERF Annual Report. Questioned Costs: Not applicable. Recommendation: The Center should assign an individual to monitor reporting requirements of awards to ensure the Center is in compliance. In addition, the Center will need to submit updated reports to reflect accurate presentation of the information. Views of Responsible Officials and Planned Corrective Actions: Management agrees with the finding. While the Center did not provide the public with accurate data, the Center believed it had filed the reports correctly at the time. Since the finding was identified during the audit, the Center plans to submit the revised reports stated above. See Corrective Action Plan.

Corrective Action Plan

Management agrees with the finding. While the Center did not provide the public with accurate data, the Center believed it had filed the reports correctly at the time. Since the finding was identified during the audit, the Center plans to submit the revised reports stated above.

Categories

Reporting

Other Findings in this Audit

  • 10285 2023-003
    Material Weakness
  • 586727 2023-003
    Material Weakness
  • 586728 2023-004
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $174,566
84.048 Career and Technical Education -- Basic Grants to States $140,654
17.258 Wia Adult Program $132,970
84.063 Federal Pell Grant Program $131,013
93.354 Public Health Emergency Response: Cooperative Agreement for Emergency Response: Public Health Crisis Response $54,466
84.425 Education Stabilization Fund $31,322