Finding 10058 (2023-006)

Significant Deficiency
Requirement
B
Questioned Costs
-
Year
2023
Accepted
2024-01-25
Audit: 13681
Organization: Heartland Care Center Inc. (IA)

AI Summary

  • Issue: Funds meant for debt service reserve were improperly used for operations without USDA approval.
  • Requirement: Approval from USDA is necessary before using these reserve funds for any purpose.
  • Follow-up: Ensure future requests for permission are made before using reserve funds to avoid funding withdrawal.

Finding Text

Criteria: The funds set aside for debt service reserve are to be used to make USDA loan payments, but must be approved by the USDA before they can be used. Condition: During our review of compliance requirements for the Community Facilities Loans & Grants Cluster, we identified funds were used during the year for operational purposes and did not ask or receive permission from the USDA to use the funds. Cause: The requirement was not met due to an oversight of management. Potential Effect: As a result, the Agency reserves the right to withdraw Agency funding. Recommendation: The Organization should request permission before using reserve funds. Client Response: The Organization will request permission in the future.

Corrective Action Plan

Criteria: The funds set aside for debt service reserve are to be used to make USDA loan payments, but must be approved by the USDA before they can be used. Condition: During our review of compliance requirements for the Community Facilities Loans & Grants Cluster, we identified funds were used during the year for operational purposes and did not ask or receive permission from the USDA to use the funds. Cause: The requirement was not met due to an oversight of management. Potential Effect: As a result, the Agency reserves the right to withdraw Agency funding. Recommendation: The Organization should request permission before using reserve funds. Client Response: The Organization will request permission in the future.

Categories

Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 10055 2023-003
    - Repeat
  • 10056 2023-004
    -
  • 10057 2023-005
    Significant Deficiency Repeat
  • 586497 2023-003
    - Repeat
  • 586498 2023-004
    -
  • 586499 2023-005
    Significant Deficiency Repeat
  • 586500 2023-006
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
10.766 Community Facilities Loans and Grants $2.22M